By CW Staff2019-02-25T15:00:00
ShiftPixy, a disruptive workforce engagement platform provider, has hired Kirk Flagg as chief compliance officer and secretary.
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2019-03-01T14:45:00Z By CW Staff
Eiger BioPharmaceuticals has appointed Stephana Patton as general counsel, corporate secretary, and chief compliance officer.
2019-02-26T08:30:00Z By CW Staff
The Credit Suisse Group has announced several changes to its executive board, with immediate effect, including a new chief compliance officer and new chief risk officer, as the bank reorganizes its compliance function.
2026-03-19T21:08:00Z By Aaron Nicodemus
The U.S. Securities and Exchange Commission’s Mark Uyeda told an audience of investment advisers that the SEC will no longer prioritize stand-alone enforcement actions for violations of the SEC’s rules on off-channel communications.
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