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Provided by CohnReznick2022-07-19T06:04:00
More than 70 percent of respondents to a recent survey from Compliance Week and advisory, tax, and assurance firm CohnReznick LLP said their companies were already preparing to comply with the climate-related disclosure rule proposed in March by the Securities and Exchange Commission (SEC).
The SEC’s proposal is a sweeping potential mandate that would force all public companies to quantify, measure, and disclose their effect on the environment. From late April until early June, nearly 250 compliance and audit professionals responded to the survey sharing their insights regarding the proposal and its effect on their businesses.
In this report, you will learn:
Our e-Books are prepared by Compliance Week and are free to view.
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Take this self-directed, interactive course to deepen your understanding of the increasing importance of environmental, social, and corporate governance initiatives and how ESG planning processes can help manage risks and lead to better reporting outcomes.
2023-09-26T13:27:00Z By Adrianne Appel
Companies that haven’t yet set up verifiable reporting in their sustainability programs have a ready reference available in the framework put out by the Committee of Sponsoring Organizations of the Treadway Commission, experts discussed at CW’s virtual ESG Summit.
2023-09-25T18:57:00Z By Jeff Dale
Wisconsin-based broker-dealer Carl M. Hennig agreed to pay a $50,000 fine to settle allegations by the Securities and Exchange Commission it failed to comply with Regulation Best Interest.
2023-09-19T20:46:00Z Provided by Morgan Lewis
Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.
2023-07-24T18:22:00Z Provided by Guidehouse
Three out of four financial services firms that chose to outsource portions of their financial crime compliance function reported they were pleased with the results, according to a new survey conducted by Compliance Week and Guidehouse.
2023-07-18T07:30:00Z Provided by Riskonnect
The recent banking crisis—in which three mid-sized U.S. banks failed—prompted just under half of compliance professionals across all industries to reassess their TPRM procedures, according to a recent survey conducted by Compliance Week and Riskonnect.
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