- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by Resolver2025-02-05T04:18:00
Regulatory changes in the U.S. and Europe are moving at dizzying speed, and often in opposite ideological directions.
In a recent Compliance Week and Resolver survey of compliance professionals, a third of respondents indicated that managing regulatory change is their top challenge. However, only one in five respondents reported their firms are addressing the problem proactively. The survey also indicated that compliance teams at financial services firms had different concerns, with horizon scanning for future regulatory changes being their top issue.
In this report, you will:
2025-04-17T12:00:00Z By Aly McDevitt
Tom Hardin paid the price for crossing legal and ethical lines as a financial analyst accused of insider trading in one of the most notorious Wall Street scandals. Now he’s on a mission to save businesses from themselves. A keynote speaker at Compliance Week National, he built a second career ...
2025-02-27T12:45:00Z By Jeff Dale
The Israeli affiliate of Big Four audit firm PwC agreed to pay $2.75 million to settle allegations it failed to prevent widespread cheating on training examinations despite internal warnings to staff about an ongoing crackdown.
2025-02-07T17:09:00Z By Aaron Nicodemus
Armored car company Brink’s Global Services will pay $42 million in penalties to settle charges laid by federal regulators for violating anti-money laundering provisions of the Bank Secrecy Act.
2025-04-10T15:24:00Z Provided by Ethena
Compliance professionals surveyed about their training programs indicated growing demand for quick, customizable, and cost-effective compliance training options amid budget pressures and evolving risk environments.
2025-02-26T17:09:00Z Provided by GAN Integrity
The vast majority of organizations are using artificial intelligence and generative AI, for everything from upping efficiency to driving innovation.
Provided by GAN Integrity
This is a Compliance Week Survey, sponsored by GAN Integrity. It is completely anonymous and designed to help benchmark the approaches compliance is taking to AI Governance. Results will be shared by Compliance Week and GAN Integrity in the form of a benchmark report.
Site powered by Webvision Cloud