By Stephen King, legal senior director & chief compliance investigator, PepsiCo, Andrew Gaillard, assistant general counsel, U.S. compliance investigations, Pfizer, James Finnerty, SVP, associate deputy global anti-money laundering officer - United States, TD Bank, Moderator: Bruce Carton, featured columnist, Compliance Week 2019-01-15T14:24:31.257+00:00
Swedbank CEO Jens Henriksson announced the financial institution is making some major organizational changes “to create simpler and clearer decision-making structures to facilitate the realization of the bank’s strategy.”
Too many meetings, too little time? In the latest edition of the Ask Amii mailbag, executive coach Amii Barnard-Bahn offers tips on how to reset your corporate calendar and better prioritize your time.
Broker-dealer Jefferies will pay $4 million to settle charges for the improper handling of “pre-released” American Depositary Receipts (ADRs), the Securities and Exchange Commission announced.