By CW Staff2014-11-07T09:00:00
Image: Title: RiceRetail giant Target has appointed Jacqueline Hourigan Rice as chief risk and compliance officer, effective Dec. 1. She will report directly to Chief Executive Officer Brian Cornell. The company is elevating the position to include centralized oversight of enterprise risk management, compliance, vendor management, and corporate security under ...
2025-09-08T16:49:00Z By Jaclyn Jaeger
Cyber threats, climate-related catastrophes, and disruptive technologies remain top risks reshaping the U.S. insurance industry. The question is how chief risk officers at the nation’s largest insurers are confronting them.
2025-03-19T11:53:00Z By Adrianne Appel
An investment company and its founder, president, and chief compliance officer flagrantly kept violating mutual fund rules for multiple years after settling with the Securities and Exchange Commission, the SEC said in a complaint against the company.
2025-03-12T16:01:00Z By Adrianne Appel
Two executives at New York-based Momentum Advisors, including the firm’s chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.
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