The Network - Leveraging Technology to Build Better Policy Management

By Jimmy Lin, GRCP, VP, Product Management & Corporate Development, Michelle T. Nichols, ARM, Program Consultant 2019-01-15T14:24:31.253+00:00

Topics

Article
Options Technology appoints chief risk officer
2021-10-19T17:32:00Z
Managed trading infrastructure provider Options Technology announced the appointment of Marlena Efstratopoulou as chief risk officer.
Article
SEC investor advocate: ‘Gamification’ exposes holes in Reg BI
2021-10-14T16:16:00Z
SEC Investor Advocate Rick Fleming said online platforms designed to make stock trading more easily accessible and exciting “expose what may be a significant flaw in Reg BI” regarding unsolicited transactions.
Webcast
CPE Webcast: Technology best practices to future-proof your regulatory compliance strategy
2021-10-12T11:00:00ZProvided by Eigen Technologies
Organizations are facing both increased regulation and increased volumes of organizational data, making it ever more challenging to ensure they can stay compliant as new regulations take effect.

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