All articles by Tom Fox – Page 3
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ArticleCases that make one wonder about the intent of enforcement
A close look at FCPA investigations into Danske Bank, Goldman Sachs, and Walmart prompt more questions than answers.
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PodcastDavid Bunker on assessing conflict of interest
David Bunker, the compliance officer at Seattle-based nonprofit Vulcan, explains the process he implemented to better assess threats of conflict of interest while maintaining employee freedom.
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PodcastTimur Khasanov-Batirov on ‘Compliance Man’
International compliance officer Timur Khasanov-Batirov joins Tom Fox to explain the inspiration behind his illustrated series, “Compliance Man,” which is designed to help communicate potentially complex compliance topics in a simple manner.
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PodcastKristy Grant-Hart talks publishing, women in compliance
Compliance practitioner and author Kristy Grant-Hart chats with Tom Fox about her three books and offers her advice to women of all ages in the compliance field.
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PodcastDan Chapman talks FCPA investigations
Former CCO Dan Chapman chats with Tom Fox about how to approach an FCPA investigation and come out stronger after remediation.
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PodcastLouis Sapirman on holistic compliance messaging
In our inaugural episode, former CCO Louis Sapirman chats with Tom Fox about his 360-Degrees of Compliance Communication model, which takes an all-encompassing approach to compliance messaging.
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ArticleThree steps for managing the FCPA risk of distributor compensation
With the Microsoft FCPA investigation as context, there are three things your company can do to manage the risks associated with third-party distributors.
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Blog
A free press and the fight against bribery and corruption
One the day newspapers across the country are fighting back against President Trump's insistence that the media is an "enemy," we point out one of the many compliance-related benefits of a free press.
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Blog
Untargeted sanctions and compliance
The Trump Administration is following a pattern of trade sanctions that appear to have no targeted purpose, save that of sowing chaos.
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Blog
When culture literally is life or death
The recent death of University of Maryland athlete Jordan McNair highlights why tone and culture should be top of mind in any organization.
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Blog
Tweets and the SEC
A tweet last week by Tesla founder Elon Musk that he was considering taking the company private at $420 per share raises an abundance of questions for the SEC. How will the agency respond?
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Blog
The role of the controller in business ventures
A close collaboration between the compliance function and the controller role portends a more robust picture of enterprise risk, one which encompasses legal, compliance, ethics, internal controls, financial, business, and governance.
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Blog
Joint venture risks under the FCPA
Joint ventures present a unique set of FCPA risks for the compliance practitioner, which is why companies need to incorporate risk management techniques in all phases of JV relations, pre-formation, the JV agreement, and in operations after the JV has begun operation.
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Blog
Risk management 101: getting third-party approval of terms and conditions
While it may seem daunting to convince third parties to agree to the company’s terms and conditions, it’s a key part of compliance and one each party will appreciate in the end.
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Blog
All eyes on the CBS board of directors
The role of the board of directors in a best practices compliance program takes on even more importance when senior management engages in recalcitrant conduct. It remains to be seen if the CBS board will step up in a time of crisis.
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Blog
Compliance lessons from the best team in baseball
Believe it or not, there's a compliance lesson to be learned by the methods of the Houston Astros in their rise from the worst team in baseball to World Series champions.
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Blog
If geopolitical risks change, scrub your operations
The recent political upheavals in South Africa and Malaysia should serve as a reminder for companies to review their operations in politically evolving countries in which they might have conducted government business.
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Blog
What are your compliance resources?
Evolved Justice Department policies encourage corporations to see it is directly in their best interest to provide the resources, authority, and gravitas to the compliance position within their organizations.
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Blog
Bank of England probe latest blow to KPMG’s reputation
Accounting firm KPMG has taken some serious reputational hits over the past several months ... and they just keep on coming.
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Blog
The importance of auditing third parties
Auditing third parties is critical to any compliance program and an important tool in operationalizing your compliance program.