Culture


HuiChen

Compliance pioneer defines the future path of profession

2019-05-20T22:17:00+01:00By

Compliance functions of the future need to better use data, measure outcomes, and deal with differing views on what constitutes good ethics, says expert Hui Chen.

Roemerindex

A new CCO’s Herculean task at Wells Fargo

2019-05-17T15:32:00+01:00By

Compliance Week chats with Wells Fargo CCO Mike Roemer about the challenge of rebuilding trust at a company that’s been the poster child of compliance and risk management gone wrong.

WellsFargo

Inside Wells Fargo’s plan to restore trust

2019-05-17T15:19:00+01:00By

Compliance Week looks at highlights from Wells Fargo’s plan to transform the future.

Peter-Driscoll

OCIE’s Driscoll on importance of CCOs

2019-05-15T19:44:00+01:00By

Peter Driscoll, director of the SEC’s Office of Compliance Inspections and Examinations, recently spoke on the role of compliance officers in protecting retail investors.

Shirley

Mary Shirley on traveling in compliance

2019-05-13T13:44:00+01:00By

Mary Shirley, senior director of ethics and compliance at Fresenius Medical Care and a 2019 Top Minds recipient, details to columnist Tom Fox the adjustments she’s made in working in compliance across the globe.

Culture

Executing a culture of integrity initiative

2019-04-17T19:51:00+01:00By Mary Shirley

Building a culture of integrity is more than just putting on a compliance week fair; join this Conversation at the annual CW conference in May to learn how to implement a culture of integrity.

Smith

Katie Smith on compliance at a growth company

2019-04-08T15:26:00+01:00By

Katie Smith, chief compliance officer at Convercent, shares with columnist Tom Fox the challenges she’s faced as a CCO at a growth company.

Goodmanager

Survey: Companies seek both ‘soft,’ technical skills in compliance hiring

2019-04-03T21:25:00+01:00By

A new survey from Compliance Week and the Seton Hall School of Law gets to the heart of what employers are seeking in a chief compliance officer today.

askamii

Ask Amii mailbag: Keys to effective, engaging training

2019-04-02T15:13:00+01:00By

Executive coach Amii Barnard-Bahn tackles your questions on compliance training, conducting an ethics health check, and more.

Morals

Why ‘moral leadership’ matters, and how to demonstrate it

2019-03-25T21:39:00+00:00By

Most employees believe moral leadership leads to better business results, but few believe senior leaders consistently demonstrate those qualities. That’s according to the findings of a new report, “The State of Moral Leadership in Business 2019,” conducted by ethics and compliance advisory firm LRN.

Columnist_Bistrong

Book review: How to create a ‘Fearless Organization’

2019-03-13T14:55:00+00:00By

Richard Bistrong explains how Amy C. Edmondson’s book on organizational health relies on the idea that employees are not governed by fear, but rather empowered by a safe environment that embraces honesty and candor.

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Building a better board and the benefit of director self-assessments

2019-02-04T15:30:00+00:00By

Technological disruption, the dark side of corporate culture, and evolving expectations from diverse stakeholders are all making the job of director more challenging, says a report by EY’s Center for Board Matters.

Berland

Russ Berland on addressing culture in training

2019-02-04T11:45:00+00:00By

Russ Berland, former chief compliance officer at BearingPoint, details to columnist Tom Fox the success a training video series designed in the vein of “The Office” had in bridging culture gaps at his company.

KPMG

Former, current KPMG women seek class status in lawsuit

2018-11-28T13:00:00+00:00By

More than 1,100 women who are current and former KPMG professionals are seeking class status for their various allegations of gender discrimination.