All United States articles – Page 30
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PremiumMore companies enter ‘discovery phase’ of ESG reporting in 2023
Climate-related disclosure efforts are amplifying year over year, despite persistent and persnickety pain points, as more organizations widen the scope of their ESG journeys, our “Inside the Mind of the CCO” survey found.
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News BriefSEC continues Dodd-Frank run, passes conflicts in securities trading rule
The Securities and Exchange Commission moved quickly to adopt an unfulfilled mandate of the Dodd-Frank Act to prevent the sale of certain securities if there is a conflict of interest.
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Elation Health adds general counsel
Elation Health announced Seth Cedars joined the company as general counsel.
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Virtus Investment Partners names chief legal officer
Virtus Investment Partners, which operates an asset management business, announced Andra Purkalitis has joined as executive vice president, chief legal officer, general counsel, and corporate secretary.
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2U’s chief legal officer appointed CFO
Online education platform company 2U appointed its Chief Legal Officer Matt Norden as chief financial officer.
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Cincinnati Children’s names chief human resources and diversity officer
Cincinnati Children’s Hospital named Peter Adebi as senior vice president, human resources and chief human resources and diversity officer.
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Novavax announces chief legal officer
Biotechnology company Novavax announced the appointment of Mark Casey as chief legal officer and corporate secretary.
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Point B adds chief legal officer to executive committee
Consulting firm Point B appointed Chris Magill to its executive committee as chief legal officer.
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Airbnb adds chief legal officer
Airbnb announced Ron Klain will join the company as chief legal officer.
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TMB names general counsel
Entertainment company TMB announced the appointment of Joseph Moschella as senior vice president, general counsel.
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News BriefFTC eases AI use investigation process
The Federal Trade Commission approved a measure streamlining its ability to issue civil investigative demands in investigations relating to artificial intelligence use.
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News BriefBinance pleads guilty, fined $4.3B over widespread U.S. law violations
Federal agencies hit Binance with more than $4.3 billion in penalties and imposed multiple compliance monitorships on the virtual currency exchange as punishment for its repeated and intentional violations of U.S. anti-money laundering laws, sanctions, and other regulations.
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News BriefRio Tinto to pay $28M in SEC fraud case
Rio Tinto consented to pay a $28 million fine to resolve charges levied by the Securities and Exchange Commission alleging the mining company and its executives committed fraud by inflating the value of coal assets.
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News BriefSkiHawk Capital Partners beats SEC fraud lawsuit
SkiHawk Capital Partners won the dismissal of fraud claims against it, another investment adviser, and their owners and managers by the Securities and Exchange Commission.
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News BriefMedical center to pay $80K for Covid-19 patient info shared with media
Saint Joseph’s Medical Center agreed to pay $80,000 as part of a settlement with the Department of Health and Human Services’ Office for Civil Rights for potential violations of the Health Insurance Portability and Accountability Act.
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News BriefSEC dings Laidlaw and Company over Reg BI lapses
Registered broker-dealer Laidlaw and Company agreed to pay more than $800,000 as part of a settlement with the Securities and Exchange Commission addressing multiple alleged violations of Regulation Best Interest.
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News BriefBritish reinsurers Tysers, H.W. Wood settle with DOJ over Ecuador bribes
Two U.K.-based reinsurance brokers, Tysers Insurance Brokers and H.W. Wood, reached separate settlements with the U.S. Department of Justice addressing their participation in a wide-ranging scheme to pay bribes to Ecuadorian government officials.
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PremiumUsing AI? The SEC wants to know about it
The Securities and Exchange Commission has not yet implemented rules governing use of artificial intelligence but still expects regulated entities to adhere to commonly accepted practices, including disclosure, said an agency enforcement official.
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News BriefCISA guidance provides cyber risk mitigation strategies for healthcare
New guidance released by the Cybersecurity and Infrastructure Security Agency offers best practices for organizations in the healthcare and public health sector to adopt to combat rising cyber threats.
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News BriefToyota finance arm to pay $60M in CFPB settlement
Toyota Motor Credit Corp. agreed to pay $60 million as part of a settlement with the Consumer Financial Protection Bureau addressing allegations of illegal lending and credit reporting misconduct.