All United States articles – Page 47
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Blog
WiTricity promotes GC, legal chief to CEO
Wireless charging technology company WiTricity Corp. announced Joe Benz, general counsel and chief legal officer, was promoted to chief executive officer.
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Blog
Clarion Capital Partners adds general counsel
Investment manager Clarion Capital Partners announced Jeff Sipos returned to the firm as general counsel and chief administrative officer.
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Alpha announces general counsel
Mining company Alpha Metallurgical Resources announced the appointment of Mark Manno as executive vice president, general counsel and secretary, effective June 1.
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Blog
GBank appoints chief risk officer
GBank Financial Holdings announced Scot Levine was appointed executive vice president and chief risk officer of GBank.
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News BriefWhite House unveils AI workplace principles; Senate group roadmaps AI policy
Microsoft and Indeed stepped up to adopt new artificial intelligence principles put forth by President Joe Biden, while leading senators took a step toward crafting AI legislation.
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News BriefSupreme Court rules CFPB funding structure constitutional
The Supreme Court rejected a claim that the Consumer Financial Protection Bureau’s funding mechanism is unconstitutional, removing a legal challenge that had the potential to overturn all the agency’s regulations and enforcement actions.
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News BriefSEC amends Reg S-P to require data breach notification within 30 days
The Securities and Exchange Commission will require broker-dealers and registered investment advisers to adopt written policies and procedures for handling data breaches of customer data and notify affected customers within 30 days.
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News BriefDOJ orders Evoqua to pay $8.5M over admitted securities fraud
Evoqua Water Technologies agreed to pay $8.5 million as part of a nonprosecution agreement with the Department of Justice to settle admitted criminal charges related to fraudulent revenue recognition.
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News BriefUFLPA Entity List nearly doubles with textile industry sweep
The Department of Homeland Security announced its largest batch of additions to the list of companies blocked under the Uyghur Forced Labor Prevention Act in the form of a sweep of the Chinese textile industry.
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CoAdvantage adds chief legal officer
Human resource solutions provider CoAdvantage announced Nicholas Kapiotis was named chief legal officer.
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First Tech Federal Credit Union names general counsel
First Tech Federal Credit Union announced that Holly McHugh will be its general counsel.
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Benson Hill names general counsel
Agriculture technology company Benson Hill named Dan Cosgrove as chief administrative officer and general counsel.
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Montana Technologies appoints legal chief
Climate technology product manufacturer Montana Technologies announced it appointed Chad MacDonald as chief legal officer.
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IBM appoints chief sustainability officer
Technology giant IBM appointed Christina Shin as chief sustainability officer.
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Eli Lilly announces chief ethics and compliance officer retirement
Pharmaceuticals giant Eli Lilly and Company announced Alonzo Weems, executive vice president of enterprise risk management and chief ethics and compliance officer, will retire after 27 years of service with the company.
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Linkbancorp appoints chief risk officer
Linkbancorp announced the appointment of Catherine Eisel as chief risk officer of the company and its banking subsidiary, LinkBank.
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OpinionFDIC culture scandal begs question: Why don’t regs have CCOs?
Regulators and government agencies often speak to the value of empowered corporate compliance programs to advancing their mission. Why not practice what they preach by empowering compliance among their own ranks?
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News BriefTreasury details oligarch-tied Russia sanctions evasion scheme
Three Russia-based companies and an individual were designated by the U.S. Treasury Department for trying to recapture more than $1.5 billion in frozen shares owned by a previously sanctioned Russian oligarch using a complex evasion scheme.
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OpinionBinance CEO got 4 months in prison. FTX’s got 25 years. Was compliance the difference?
Why the wild disparity in the sentences of Binance’s Changpeng Zhao and FTX’s Sam Bankman-Fried? Aaron Nicodemus argues the performance of the compliance teams at the two cryptocurrency exchanges was as big a contrast as the penalties earned by their respective founders.
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PremiumSEC chief accountant calls out audit leadership culture
Staff at the Securities and Exchange Commission have observed instances of audit firms setting poor examples for junior-level employees by failing to properly discipline senior leaders found to have breached ethical standards, according to Chief Accountant Paul Munter.