All U.S. Bancorp Investments articles

  • Bank fail
    Article

    USBI to pay $16M for breaches of fiduciary duty

    2020-06-02T19:12:00Z

    U.S. Bancorp Investments, a dually registered investment adviser and broker-dealer, has agreed to pay $16 million to settle SEC charges for breaches of fiduciary duty arising out of its mutual fund share-class selection practices.