Victorious Mark Cuban Says SEC Should Rethink 'Broken Windows' Strategy

By Bruce Carton2013-10-17T09:02:00

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‘Broken Windows’ Strategy Raises Risk-Management Fears

2015-02-18T12:45:00Z By Joe Mont

The SEC has been pushing its “broken windows” enforcement strategy for more than a year now, chasing down minor infractions alongside larger securities violations. What have we learned? For starters, don’t expect isolated citations; larger sweeps get more bang for the SEC’s buck. As for compliance officers, their jobs will ...
Article
Behind the SEC's New 'Broken Windows' Enforcement Strategy

2013-11-05T00:00:00Z By Jaclyn Jaeger
News Brief
DOJ clears $4.4 Billion T‑Mobile acquisition of UScellular

2025-07-11T21:14:00Z By Oscar Gonzalez

The U.S. Department of Justice arppoved T-Mobile’s acquisition of competitor UScellular. The move came a day after T-Mobile announced it had dropped its diversity, equity, and inclusion programs, a frequent target for Trump’s administration.