Victorious Mark Cuban Says SEC Should Rethink 'Broken Windows' Strategy

By Bruce Carton2013-10-17T09:02:00

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‘Broken Windows’ Strategy Raises Risk-Management Fears

2015-02-18T12:45:00Z By Joe Mont

The SEC has been pushing its “broken windows” enforcement strategy for more than a year now, chasing down minor infractions alongside larger securities violations. What have we learned? For starters, don’t expect isolated citations; larger sweeps get more bang for the SEC’s buck. As for compliance officers, their jobs will ...
Article
Behind the SEC's New 'Broken Windows' Enforcement Strategy

2013-11-05T00:00:00Z By Jaclyn Jaeger
News Brief
FTC complaint accuses LA Fitness parent companies of blocking easy membership exits

2025-08-21T18:58:00Z By Oscar Gonzalez

The Federal Trade Commission filed a complaint against LA Fitness’ parent companies, citing difficulties canceling memberships, a month after a court blocked the agency’s click-to-cancel rule.