- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Bruce Carton2013-10-17T09:02:00
2015-02-18T12:45:00Z By Joe Mont
The SEC has been pushing its “broken windows” enforcement strategy for more than a year now, chasing down minor infractions alongside larger securities violations. What have we learned? For starters, don’t expect isolated citations; larger sweeps get more bang for the SEC’s buck. As for compliance officers, their jobs will ...
2013-11-05T00:00:00Z By Jaclyn Jaeger
2025-06-25T16:29:00Z By Oscar Gonzalez
In May, three commissioners for the Consumer Product Safety Commission were abruptly fired by President Donald Trump and sued for their jobs shortly after. A federal judge has ruled that the commissioners should be reinstated, although it’s unclear whether that ruling may itself be reversed.
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