All Compliance Week articles in Web Issue – Page 11
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Blog
Allied Blenders and Distillers names chief risk officer
India-based beverages company Allied Blenders and Distillers appointed Jayathirtha Mukund as head of investor relations and chief risk officer.
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Blog
Lloyd’s appoints general counsel
Lloyd’s, a marketplace for insurance and reinsurance, announced Claire Schrader as general counsel, a role she has been performing on an interim basis since August.
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Blog
Viridian Therapeutics appoints legal chief
Biopharmaceutical company Viridian Therapeutics announced the appointment of Jennifer Tousignant as chief legal officer.
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Premium
Fed upping supervisory pressure as SVB collapse nears 1-year mark
Since the failure of Silicon Valley Bank nearly one year ago, the Federal Reserve Board has revamped its supervisory procedures to respond more quickly and forcefully once it identifies emerging risks at mid-sized and large banks, according to the agency’s vice chair for supervision.
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U.K. labor shortage stakes up following tripled illegal worker fines
Fines for employing people who do not have a legal right to work in the United Kingdom have risen, meaning employers who fail to carry out the required checks or neglect to re-examine the status of those on temporary work visas could face substantial penalties.
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News Brief
SFO raids kick off probe into collapsed Signature Group
The U.K. Serious Fraud Office carried out several residential raids as it announced the launch of a criminal investigation into collapsed property investment firm Signature Group.
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News Brief
JPMorgan bracing for $350M in penalties over trade surveillance
JPMorgan Chase disclosed in a regulatory filing it expects to be penalized approximately $350 million by two unnamed U.S. regulators over lapses in its trading surveillance activities.
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The path to DOJ cooperation credit: Analyzing recent FCPA cases
Recent enforcement actions offer guidance on what the Department of Justice considers to be an “imminent threat” of disclosure or government action, what it means by “prompt” disclosure, and how a company can earn credit for revealing all relevant facts.
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Public consultation on GDPR opens door for changes
Feedback from a European Commission consultation on the six years of enforcement of the General Data Protection Regulation could result in tweaks to the rules and potential changes to the way data protection authorities enforce them.
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Event
Virtual Roundtable: What to make of new DOJ corporate enforcement priorities
Compliance Week is hosting a virtual roundtable during which experts will break down recent policy changes at the Department of Justice and what they mean for corporate compliance programs.
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News Brief
TIAA unit to pay $2.2M for Reg BI lapses
A subsidiary of the Teachers Insurance and Annuity Association of America agreed to pay more than $2.2 million as part of a settlement with the Securities and Exchange Commission for not acting in the best interest of its retail customers regarding their retirement accounts.
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News Brief
VanEck fined $1.8M over influencer promo nondisclosure
Van Eck Associates agreed to pay $1.75 million as part of a settlement with the Securities and Exchange Commission regarding its alleged failure to properly disclose the planned involvement of a social media influencer in the launch of an exchange-traded fund.
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Q&A: ManpowerGroup compliance director on CSRD prep efforts
James Levey, compliance director at global recruitment agency ManpowerGroup, discusses with Compliance Week his focus on preparing the group’s European operations to gather the data required for compliance with the EU’s Corporate Sustainability Reporting Directive.
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LRN survey: Compliance programs shifting focus from bribery, corruption
Many ethics and compliance programs have refocused their efforts away from bribery and corruption and onto data security and privacy, complex government regulations, artificial intelligence security, and other contemporary challenges, a survey from LRN found.
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Training
Examinations Training
Is the thought of regulatory examinations keeping you up at night? Learn why staying ahead of the examination procedure curve is more critical than ever.
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Training
BSA Reporting Training
Cover common risk assessment standards, processes, and methodologies, explaining how to define risk from anti-money laundering, cybercrime, and sanctions perspectives.
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Blog
Deepwatch names first general counsel
Managed security platform Deepwatch announced Shane McGee joined its executive team as general counsel and chief privacy officer.
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Blog
Revlon announces general counsel
Cosmetics and hair care company Revlon Group Holdings announced David Schwartz was appointed general counsel.
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Blog
Hispanic National Bar Foundation appoints Velocity legal chief as president
The Hispanic National Bar Foundation appointed Justin Carlson, Velocity Solutions’ chief legal officer and general counsel, as its president.
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Blog
Garrett Motion names Trane Technologies sustainability chief to board
Automotive technology provider Garrett Motion announced the appointment of Paul Camuti, executive vice president, chief technology and sustainability officer of Trane Technologies, to its board of directors.