All Compliance Week articles in Web Issue – Page 119
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PremiumBank privacy processes questioned after U.K. ‘debanking’ scandal
The furor over NatWest Group’s decision to monitor and close the account of right-wing Brexit campaigner Nigel Farage—and then disclose the details to a journalist—has raised questions regarding whether other banks employ the same means to get rid of undesirable customers.
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PremiumPath to ESG assurance a crawl-walk-run exercise
It’s important companies exercise patience when determining when to begin an assurance engagement, experts explained during a session at CW’s virtual ESG Summit.
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WebcastCPE Webcast: TPRM Program and Technology Modernization
As organizations increasingly rely on third and fourth parties to support critical business services many are assessing their existing capabilities and modernizing their Third Party Risk Management (TPRM) programs and enabling technologies.
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PremiumScope 3 emissions best practices: Be transparent, thorough
There is much companies can do—and must do, given upcoming regulatory requirements—to rein in Scope 3 emissions, sustainability expert Susan McNichols discussed at CW’s virtual ESG Summit.
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VideoInternational standardization of regulatory measures
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Neil Stewart, director of corporate outreach at the International Financial Reporting Standards Foundation, and Reem Tanta, lead advisor, ESG strategy and reporting at WSP. The event was held Sept. 19-20, 2023.
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VideoNavigating the regulatory landscape on U.S. ESG reporting
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between William Nelson, associate general counsel at the Investment Adviser Association, and Steven Rothstein, managing director at Ceres. The event was held Sept. 19-20, 2023.
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VideoNavigating the dynamics of ESG compliance
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Douglas Hileman, independent consultant at Douglas Hileman Consulting, and Chris Fox, chief sustainability officer at Hanesbrands. The event was held Sept. 19-20, 2023.
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VideoEmerging trends of ESG compliance and disclosure
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Aaron Rudd, vice president at Broadridge; Becky Haney, program manager for ESG data and reporting at Steelcase; and Nakis Urfi, former compliance officer and ESG leader at Babylon. The event was held Sept. 19-20, 2023.
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VideoESG reporting for multinational companies
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Geert Vermeulen, CEO of Ethics and Compliance Management and Consulting, and Lindsey Rogerson, senior editor at Thomson Reuters. The event was held Sept. 19-20, 2023.
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VideoGreenwashing and greenbleaching challenges in ESG
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Christen Graham, president at Giving Strong; Amanda Pinyan, director, ESG communications and reporting at Anthesis Group; and Kate Campbell, communications, community, and ESG reporting at Bravus. The event was held Sept. 19-20, 2023.
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VideoBalancing compliance, audit, and cost-effective ESG management
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Kari Loeser, vice president, chief compliance officer at Cytokinetics, and Roderick Cruz, managing director, chief compliance officer at Rockcreek. The event was held Sept. 19-20, 2023.
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VideoEnhancing ESG reporting through effective assurance
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Charles Waring, partner, audit and assurance at EisnerAmper, and Melanie Sponholz, chief compliance officer at WCP Healthcare. The event was held Sept. 19-20, 2023.
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VideoThe ABCs of materiality assessments in ESG
This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Hilary Wandall, chief ethics and compliance officer at Dun & Bradstreet, and Gwen Miller-Dannelongue, ESG and impact reporting manager at Planet Labs. The event was held Sept. 19-20, 2023.
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VideoBest practices for Scope 3 emissions and compliance
This session from Compliance Week’s 2023 virtual ESG Summit features a presentation by Susan McNichols, project consultant at WSP. The event was held Sept. 19-20, 2023.
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News Brief
SEC adopts revised fund name requirements
The Securities and Exchange Commission adopted amendments to its rule covering fund names to ensure the regulation is appropriate to address new investment drivers, namely environmental, social, and governance matters.
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News BriefCFPB warns lenders on use of AI in credit denial process
The Consumer Financial Protection Bureau warned lenders using artificial intelligence in credit denials that consumers must receive accurate and specific reasoning—and not checklists—for why a credit request was denied.
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Blog
OceanFirst Financial names chief risk officer
OceanFirst Financial Corp. announced the appointment of David Berninger as executive vice president and chief risk officer.
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PremiumSurvey: Tech gaps, third parties pose biggest ABAC threats
A recent survey conducted by Compliance Week and Morgan Lewis determined areas of insufficient resource support to combat bribery and corruption, along with trends in third-party due diligence.
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Blog
Balfour Beatty unit appoints chief compliance officer
Real estate investment and management company Balfour Beatty Communities, a subsidiary of British multinational infrastructure group Balfour Beatty, announced the appointment of David Berman as chief compliance officer.
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ResourceSurvey Report: Tech gaps, third parties pose biggest ABAC threats
Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.