All Compliance Week articles in Web Issue – Page 1469
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Blog
Compass Surgical Partners names CLO
Compass Surgical Partners announced that Sarah Jacobs has joined the executive leadership team as chief legal officer.
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Blog
Info-Tech Research Group announces legal chief
Info-Tech Research Group has appointed Ryan Huggett to the role of chief legal officer.
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News BriefSEC fines nine investment advisers combined $1.2M in ‘ongoing’ marketing rule sweep
Nine investment advisers will pay a total of $1.24 million to settle allegations that they violated the Securities and Exchange Commission’s marketing rule by disseminating advertisements with untrue or misleading information.
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News BriefFCA delays compliance date for certain parts of ESG rule package
The U.K. Financial Conduct Authority is pushing back the date for some firms to comply with its naming and marketing rule amid struggles to prepare for it, the FCA said Monday.
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News BriefJohn Deere to pay $10M to settle FCPA violations by subsidiary in Thailand
Illinois-based manufacturer John Deere will pay approximately $10 million in penalties and disgorgement to the Securities and Exchange Commission for violating the Foreign Corrupt Practices Act with bribes paid by a Thai subsidiary.
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News BriefCommerce Dept. unveils new supply chain risk assessment tool
The U.S. Department of Commerce unveiled a diagnostic supply chain risk assessment tool, which will “utilize a comprehensive set of indicators to assess structural supply chain risk across the U.S. economy,” the agency said.
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Blog
Link Logistics announces GC
Link Logistics, operator of last-mile logistics real estate, announced the appointment of Shannon Jensen as executive vice president and general counsel.
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Blog
Tuum appoints compliance, risk head
Core banking platform provider Tuum announced the appointment of Stephen Frame as its new head of compliance and risk.
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Blog
Nium names compliance chief
Cross-border payments’ firm Nium announced that Philip Doyle joined as chief compliance officer.
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Blog
Match Group names legal chief
Digital technologies’ provider Match Group announced the appointment of Sean Edgett as chief legal officer & secretary, effective Sep. 23.
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Blog
The Royalty Network appoints general counsel
Music publishing company The Royalty Network announced the appointment of Daniel Abowd as its new president & general counsel.
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Blog
PNC names new general counsel
The PNC Financial Services Group announced that Laura Long will be its new general counsel.
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Blog
Ally adds legal chief
Ally Financial announced Hope Mehlman will join the company as chief legal and corporate affairs officer, effective Dec. 2.
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Blog
Holcim announces group general counsel
Holcim, which manufactures building materials, announced that Lukas Studer, general counsel corporate and M&A, is appointed group general counsel, effective Nov. 1.
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Blog
Perrigo appoints general counsel
Self-care products provider Perrigo Company announced the appointment of Charles Atkinson as executive vice president, general counsel and secretary.
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News BriefBarr speech signals Fed to rework capital rules after pressure from industry
Facing intense pressure from the banking industry, the Federal Reserve Board may scale back two controversial rule proposals aimed at reducing risks of bank failures in the event of a market downturn.
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Blog
Aircastle appoints chief risk officer
Aircastle Limited, which acquires, leases and sells commercial jet aircraft to airlines, appointed David Odlum as chief risk officer, effective Dec. 1.
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Blog
Zurich Australia appoints CRO
Zurich Financial Services Australia has appointed David Wainwright as the new chief risk officer for Australia and New Zealand, effective Jan. 6.
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Blog
TriNet announces chief legal officer
Human resources solutions provider TriNet announced the appointment of Sidney Majalya as senior vice president, chief legal officer and secretary, effective Sep. 16.