All Compliance Week articles in Web Issue – Page 1476
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Blog
Illumina names acting GC
Illumina, a DNA sequencing and array-based technologies firm, announced that Scott Davies has been named acting general counsel and secretary as Charles Dadswell will step down.
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Blog
Harmony appoints chief sustainability officer
Harmony Gold Mining Company announced the appointment of Dr Urishanie Govender as its new chief sustainability officer.
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Blog
Thesis* appoints general counsel
Thesis*, a venture studio funding and building brands on Bitcoin, announced the appointment of Katherine Snow as its new general counsel.
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WebcastCPE Webcast: Trust and Technology: Cyber compliance in finance
In today’s rapidly evolving digital landscape, the stakes are high–protecting customer data, ensuring operational resilience, and maintaining trust are critical considerations for regulated industries.
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PremiumTD Bank fined nearly $3.1B by U.S. regulators for AML compliance failures
TD Bank will pay nearly $3.1 billion in penalties to four U.S. regulators to settle charges that it “chose profits over compliance” when it allowed three money laundering networks to filter more than $670 million in dirty money through the company.
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News BriefSEC penalizes Rimar CEO, holding company board member $524K total for ‘AI washing’
The Securities and Exchange Commission ordered the owner of Rimar Capital and a board member of its holding company to pay nearly $524,000 in penalties for defrauding investors with false and misleading statements about its use of artificial intelligence.
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PremiumControl and delete: How regulators can shutdown companies’ AI investments
Companies are increasingly putting their faith in AI to realize the kind of business benefits that the technology seems to promise, but they are also opening themselves up to new and potentially crippling sanctions if they are unable to answer questions that surround how AI operates.
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News BriefTeva Pharma to pay $450M to settle kickback, price-fixing allegations
Generic drug giant Teva Pharmaceuticals has agreed to pay $450 million to settle two cases brought by the Department of Justice (DOJ), including one alleging that co-pays it made on behalf of Medicare patients constituted illegal kickbacks, and a second action for alleged generic drug price fixing.
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Blog
MultiPlan announces GC
MultiPlan Corporation, a provider of data-driven cost management solutions that deliver transparency and promote fairness, quality and affordability to the US healthcare industry, announced that Tara O’ Neil has been promoted to general counsel.
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Blog
RPM gets new GC, compliance chief
RPM International, which owns subsidiaries that are providers of specialty coatings, sealants, building materials and related services, announced that Tracy Crandall has been elected vice president, general counsel and chief compliance officer.
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PremiumWhat’s your risk appetite? EU firms grapple with ‘ridiculously complex’ ESG reporting rules
Discussions on the increasingly complex ESG rules in the EU were the crux of some conversations at Compliance Week Europe, a two-day conference in Amsterdam Oct. 15-16. The event brought together Compliance Week and its sister organization, the International Compliance Association, and more than 200 GRC professionals across industries.
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News BriefPoor internal controls led to FCPA violations in Moog’s $1.7M settlement with SEC
A company culture geared to “win business at any cost” encouraged employees of New York-based aerospace manufacturer Moog to pay bribes in India to win contracts, the Securities and Exchange Commission alleged.
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News BriefFCA fines TSB $14.2M for poor treatment of financially strapped retail customers
TSB Bank has been fined 10.9 million pounds (U.S. $14.2 million) for treating retail customers poorly while they were in arrears on mortgages, credit cards, loans, and overdraft accounts, the Financial Conduct Authority said.
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EventPhoto gallery: Compliance Week Europe 2024
Compliance Week Europe, held Oct. 15-16 in Amsterdam in partnership with our sister organization the Internation Compliance Association, gathered more than 200 GRC professionals across industries. Check out some of the sights from the event.
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News BriefGovernment contractor fined $307K after third-party hack compromised personal data
It was a double whammy of cybersecurity no-nos for a federal contractor hit with a data breach: The personal data of Medicare beneficiaries contained in unencrypted screenshots were allegedly compromised when their third-party vendor’s server was hacked.
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Blog
Genius Group names Tokinvest CCO to board
Genius Group Limited, an AI-powered education and acceleration group, announced that Tokinvest Chief Compliance Officer and Chief Financial Officer Ian Putter was appointed to its board.
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Blog
Execo welcomes chief legal officer
Execo, a next-generation alternative legal services provider, announced the appointment of Eunice Tan as its chief legal officer.
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Blog
The Mutual Group appoints GC, CCO
TMG Insurance Services announced that Shannon Woods has joined as general counsel and chief compliance officer.
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Blog
The Brock Group announces GC
Multi-craft specialty services provider The Brock Group announced the appointment of Shenna Bradshaw as its general counsel.
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Blog
APA Corporation announces acting GC
APA Corporation, which owns consolidated subsidiaries that explore for and produce oil and natural gas, announced that David Bernal has been promoted to vice president legal and acting general counsel.