All Compliance Week articles in Web Issue – Page 35
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Blog
Perrigo appoints general counsel
Self-care products provider Perrigo Company announced the appointment of Charles Atkinson as executive vice president, general counsel and secretary.
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Blog
Holcim announces group general counsel
Holcim, which manufactures building materials, announced that Lukas Studer, general counsel corporate and M&A, is appointed group general counsel, effective Nov. 1.
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Ally adds legal chief
Ally Financial announced Hope Mehlman will join the company as chief legal and corporate affairs officer, effective Dec. 2.
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PNC names new general counsel
The PNC Financial Services Group announced that Laura Long will be its new general counsel.
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The Royalty Network appoints general counsel
Music publishing company The Royalty Network announced the appointment of Daniel Abowd as its new president & general counsel.
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Match Group names legal chief
Digital technologies’ provider Match Group announced the appointment of Sean Edgett as chief legal officer & secretary, effective Sep. 23.
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Nium names compliance chief
Cross-border payments’ firm Nium announced that Philip Doyle joined as chief compliance officer.
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Tuum appoints compliance, risk head
Core banking platform provider Tuum announced the appointment of Stephen Frame as its new head of compliance and risk.
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Link Logistics announces GC
Link Logistics, operator of last-mile logistics real estate, announced the appointment of Shannon Jensen as executive vice president and general counsel.
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News BriefCommerce Dept. unveils new supply chain risk assessment tool
The U.S. Department of Commerce unveiled a diagnostic supply chain risk assessment tool, which will “utilize a comprehensive set of indicators to assess structural supply chain risk across the U.S. economy,” the agency said.
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News BriefJohn Deere to pay $10M to settle FCPA violations by subsidiary in Thailand
Illinois-based manufacturer John Deere will pay approximately $10 million in penalties and disgorgement to the Securities and Exchange Commission for violating the Foreign Corrupt Practices Act with bribes paid by a Thai subsidiary.
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News BriefFCA delays compliance date for certain parts of ESG rule package
The U.K. Financial Conduct Authority is pushing back the date for some firms to comply with its naming and marketing rule amid struggles to prepare for it, the FCA said Monday.
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News BriefSEC fines nine investment advisers combined $1.2M in ‘ongoing’ marketing rule sweep
Nine investment advisers will pay a total of $1.24 million to settle allegations that they violated the Securities and Exchange Commission’s marketing rule by disseminating advertisements with untrue or misleading information.
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Blog
Info-Tech Research Group announces legal chief
Info-Tech Research Group has appointed Ryan Huggett to the role of chief legal officer.
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Compass Surgical Partners names CLO
Compass Surgical Partners announced that Sarah Jacobs has joined the executive leadership team as chief legal officer.
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Hancock Whitney Bank’s first legal chief to retire
Hancock Whitney Bank announced that Senior Executive Vice President and Chief Legal Officer Joy Lambert Phillips will retire from the company on Sep. 6.
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Blog
Cresset appoints compliance chief
Wealth management firm Cresset announced that it has hired Amy Hong as chief compliance officer and executive managing director.
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News BriefDOJ orders Wynn Las Vegas to forfeit $130M over BSA/AML violations
Wynn Las Vegas agreed to forfeit $130 million to settle a range of criminal allegations, including allegedly helping foreign customers hide money transfers and shielding patrons from Bank Secrecy Act and anti-money laundering rules, the Department of Justice said.
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WebcastWebcast: Five automation trends to modernize InfoSec compliance
In this session, we’ll introduce a new approach to enterprise-wide program development and automation that can meet the modern complexity of businesses today.
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News BriefSEC fines Esmark, CEO combined $600K over false offer to U.S. Steel Corp.
A privately held family company and its CEO, who announced a $10 billion bid to buy U.S. Steel without having the cash on hand, will pay $600,000 in penalties to the Securities and Exchange Commission for making materially false statements.