All Compliance Week articles in Web Issue – Page 478
-
Blog
GE, third-party risk, and Spotify’s IPO
General Electric is under investigation by the SEC, Spotify is raising eyebrows over IPO tactics, and Thailand’s fishing industry could spell out big third-party risk complications.
-
Blog
The end of Japan Inc.?
What happens when a series of scandals so engulfs a country that its entire national brand is put in jeopardy? Japan may have the answer.
-
Blog
VW: The comeback begins
VW is currently demonstrating it can use a corporate scandal to wipe the corporate slate clean by refocusing on the emerging technologies for a greater business share.
-
Blog
CFTC charges executives for ongoing virtual currency scam
The CFTC announced that it is bringing commodity fraud and misappropriation charges related to the ongoing solicitation of customers for a virtual currency known as My Big Coin.
-
Blog
CCO learning from the KPMG indictments
There is no doubt KPMG was under pressure to improve the firm’s audit practices, but how much pressure does it take for three national practice leaders to actively participate in an illegal scheme? CCOs need to study this case and think about their firm’s regulatory oversight.
-
Blog
White House imposes tariffs on washing machines, solar panels
President Trump executed on his “America First” doctrine this week by declaring new tariffs on imported solar panels and washing machines. Critics fear the move is an opening salvo to a trade war with China.
-
Blog
House Committee advances new roster of regulatory reforms
The House Financial Services Committee has advanced a new slate of 15 bills on to the full House and Senate for their consideration. Passage of several of the bills would offer financial institutions regulatory relief.
-
Blog
St. Thomas Moore’s influence on the recast CFPB
The reshaping of the CFPB at the hands of Acting Director Mick Mulvaney continued this week: In an “all hands” memo, Bureau employees were prepared for a philosophical readjustment.
-
Blog
Senate confirms Powell as chairman of Federal Reserve
A Senate vote this week confirmed Federal Reserve Governor Jerome Powell’s nomination to serve as the next chairman of the central bank. He replaces outgoing Fed Chairman Janet Yellen.
-
Blog
Congress wants action on Wells Fargo regulatory plan
U.S. Senator Bob Menendez (D-N.J.), is among the concerned senators urging the Comptroller of the Currency to quickly act upon regulatory recommendations that emerged after last year’s fake accounts scandal at Wells Fargo.
-
Blog
The three levels of due diligence
How to recognize and utilize each level of due diligence to fight corruption.
-
Blog
What is a root cause analysis?
The Justice Department has mandated a root cause analysis should be performed for every incident rising to the level of a compliance violation. Is your team ready to do so?
-
ArticleTax law changes could shift executive comp strategies
Massive changes in tax law with respect to executive compensation may give public companies reason to rethink how they pay their top brass.
-
Blog
The end of the compliance defense debate
Over the years, there has been a siren’s call for the addition of a compliance defense to the FCPA. It’s time to send the so-called “compliance defense” packing.
-
Article
For audit, with better tech comes greater expectations
The advent of new technologies such as AI, workflow automation and more are making audit more powerful than before, but auditors must learn how to master such tools.
-
Article
Morrisons data breach creates additional cyber-liability
A recent court case sets the precedent that even if you have been hit with a malicious data breach, you may still face vicarious liability for it.
-
Blog
Amid fraud, conspiracy charges, should inspection results be restated?
Former KPMG leaders gamed up to two years of inspection results, federal authorities say, but no one will discuss whether those results can or should be corrected.
-
Blog
Tesla offers CEO Elon Musk a monumental pay-for-performance deal
Under Tesla's proposed pay-for-performance compensation plan for CEO Elon Musk, his compensation will not fully vest unless the company grows its market cap to $650 billion, an increase of nearly $600 billion.
-
Article
Preventing corruption in the mining sector
A global study from Transparency International explores what causes corruption in the mining sector and what the compliance function can do to help prevent it.
-
Article
The rise of passive investors as a corporate governance force
Investors in index funds are taking a page from their activist counterparts and making demands on companies. The surprise: Those companies are listening.