All Compliance Week articles in Web Issue – Page 495

  • Article

    How financial regulation will evolve under Fed Chairman Powell

    2017-11-07T10:00:00Z

    If confirmed by the Senate, President Trump’s decision to promote Fed Governor Jerome Powell to chairman will further his deregulatory agenda, albeit in a kinder, gentler way.

  • Article

    Sexual harassment must become a compliance issue

    2017-11-07T10:00:00Z

    No longer can sexual harassment claims be shuffled off to the HR department. The accusations need to be viewed in terms of materiality and reputation risk.

  • Resource

    Pulse Data Privacy aggregate report

    2017-11-07T09:00:00Z Provided by

    A check-the-box approach doesn’t ensure employees are equipped with the knowledge needed to make informed and compliant decisions about data protection, which is why True Office Learning recently released a new adaptive Pulse training course, Data Privacy: EU Edition. This course is designed to help organizations educate their employees on ...

  • Blog

    Adverse internal control findings tapered off in 2016

    2017-11-06T15:15:00Z

    For the first time since 2012, a slightly smaller number of companies in 2016 reported adverse findings on internal control, according to a new analysis.

  • Blog

    Rite Aid names chief accounting officer

    2017-11-06T14:00:00Z

    Rite Aid has promoted Matt Schroeder to senior vice president, chief accounting officer and treasurer, effective immediately. He will continue to report to Darren Karst, the company’s senior executive vice president, CFO and chief administrative officer.

  • ComplianceCentral2
    Software demo

    Compliance Central: The all-in-one compliance platform for controls, reconciliations, and certifications

    2017-11-06T12:00:00Z Provided by

    Compliance Central is a platform solution that is used to document and test controls, reconcile accounts, approve documents, and process secure certifications.

  • Resource

    Maximizing Automated Retroactive Screening

    2017-11-06T09:00:00Z

    Download this white paper for the latest insight on automated retroactive screening.

  • Blog

    FASB tees up talk on controversial materiality proposal

    2017-11-06T08:15:00Z

    The Financial Accounting Standards Board plans at its next public meeting to discuss its controversial proposal to alter the GAAP concept of materiality.

  • Blog

    Design of your compliance training

    2017-11-06T05:45:00Z

    The Man From FCPA identifies what steps companies should take after giving employees a risk ranking to design effective compliance training.

  • Blog

    Risk-ranking and compliance training

    2017-11-06T05:45:00Z

    The Justice Department’s Evaluation of Corporate Compliance Programs advises taking a risk-based approach to identifying employees in the three-tiered ranking.

  • Blog

    Paradise Papers: The sequel to the Panama Papers

    2017-11-05T22:45:00Z

    Dubbed the Paradise Papers, more than 381 journalists in 67 countries embarked on an effort of massive proportions to parse through 13.4 million leaked documents—many that mention some of the world's largest companies—revealing that the shady world of shell companies, offshore tax shelters, and secret trusts is far more prevalent ...

  • Blog

    SEC charges Osiris Therapeutics with accounting fraud

    2017-11-03T15:15:00Z

    The Securities and Exchange Commission this week charged biotech company Osiris Therapeutics and four former top executives with prioritizing revenue growth over lawful accounting and misleading investors in the process.

  • Blog

    Charles Cain named chief of FCPA Unit

    2017-11-03T14:30:00Z

    The Securities and Exchange Commission has named Charles Cain chief of the Enforcement Division's national specialized Foreign Corrupt Practices Act Unit that focuses on violations of the anti-bribery provisions of the federal securities laws.

  • Blog

    The Chertoff Group achieves SAFETY Act designation

    2017-11-03T14:15:00Z

    The Chertoff Group, a global security advisory firm, announced that its Security Risk Management Consulting Methodology has been approved as a designated SAFETY Act “qualified anti-terrorism technology.”

  • Blog

    Accuity provides greater clarity on KYC risks

    2017-11-03T14:15:00Z

    Accuity has announced the launch of Bankers Almanac Sanctions View, enabling financial institutions to gain a comprehensive and holistic view of their financial counterparties to help them perform their KYC due diligence faster and easier.

  • Blog

    Fusion Risk Management expands presence in European market

    2017-11-03T14:00:00Z

    Fusion Risk Management, a provider of business continuity risk management software and services, has expanded its European presence to keep pace with rapidly growing market demand and to support engagement among its burgeoning community of enterprise customers in Europe.

  • Blog

    ZL Technologies enters EU with GDPR Ready Solutions

    2017-11-03T14:00:00Z

    ZL Technologies, a provider of unified governance, eDiscovery, compliance, and analytics for large enterprises, recently released a new suite of solutions that will enable organizations to meet requirements set forth by the EU General Data Protection Regulation.

  • Blog

    Global exits, the SEC, and the Manafort Indictment

    2017-11-03T08:45:00Z

    This week the Trump administration announced plans to exit more global initiatives, the SEC sent a warning to pop stars about cryptocurrency, and a local blogger may have aided in the case against Manafort.

  • Blog

    Does a compliance department need a behaviorist?

    2017-11-03T08:45:00Z

    Tom Fox offers some detailed steps to help companies upgrade and improve their corporate compliance programs.

  • Blog

    Compliance lessons from the World Series

    2017-11-03T08:30:00Z

    How does baseball correlate to compliance? The Man From FCPA explores where the two meet in terms of data analytics, strategic risk, and discipline.