All Compliance Week articles in Web Issue – Page 532
-
Blog
Global report suggests better leveraging audit committees
Audit regulators are pondering how audit committees can be better leveraged to raise the bar on audit quality, including whether audit committees should have a more direct line of contact with audit regulators.
-
Blog
Banamex USA combined penalties reach $237.4M for Bank Secrecy Act violations
Total combined penalties paid by Banamex USA following criminal and regulatory investigations for violations of the Bank Secrecy Act and anti-money laundering laws and regulations reached $237.4 million this month.
-
Blog
Lumber Liquidators names new chief accounting officer
Lumber Liquidators, a specialty retailer of hardwood flooring in North America, has appointed Timothy Mulvaney as chief accounting officer. Check out the CW Grapevine for more.
-
Blog
Under FCPA investigation? Reconsider travel to the U.S.
The arrest of VW’s former top emissions compliance manager, Oliver Schmidt, who was departing the United States after a Christmas holiday and was thrown in jail and denied bail, will make it less likely for foreign countries to send their citizens to face U.S. justice.
-
Blog
The case for robust FCPA enforcement
Two recent corruption scandals emanating from Brazil highlight the direct impact corruption can have on U.S. citizens and serve as telltale examples of why a robust FCPA enforcement regime is in the interest of the United States.
-
Blog
How Rome and Athens inform today’s company
The differences in roles between a corporate legal department and a corporate compliance function are akin to the differences between Rome and Athens.
-
Resource
Artificial Intelligence: Welcome to the World of Compliance
What’s more, with the proliferation of cyber-security attacks, developers of advanced AI security-monitoring solutions have emerged. Understanding when and how often monitoring solutions should be executed, however, presents trade-offs to be considered, which this e-Book also explores. Finally, this e-Book explores how AI is changing the face of compliance to ...
-
Blog
SEC: Trading scheme involved confidential government information
The Securities and Exchange Commission has announced alleged insider-trading charges in a plot that used non-public government information to affect the value of publicly traded medical stocks.
-
Blog
CFTC strengthens protections for whistleblower
The CFTC is bolstering whistleblower protections. New rule amendments provide enhanced anti-retaliation measures, streamline the reporting process, and better align agency's program with one at the SEC.
-
Blog
Auditors armed with new method to audit cyber-risk
Auditors now have a new guide available to them to help examine and report on companies’ efforts to manage their cyber-risk, and the profession is touting their ability to contribute to the effort.
-
Blog
Airbus revamping its compliance controls
Airbus announced this month the establishment of an independent review panel to help improve its compliance controls and culture, as the European aircraft maker faces numerous investigations into allegations of bribery and corruption across several countries.
-
Blog
PCAOB preps final rule on audit report, proposal on estimates
The PCAOB is preparing to issue a final standard to overhaul the audit report and to propose new rules on auditing accounting estimates and using the work of specialists.
-
Blog
Senators want transparency on regulatory settlements
Newly reintroduced bipartisan legislation seeks to increase public transparency around corporate settlements entered into by federal enforcement agencies.
-
Blog
CBO: Financial CHOICE Act, if all goes to plan, could save billions
Aided by budget appropriation changes to the CFPB, the Congressional Budget Office says the Financial CHOICE Act could reduce the government's deficit by billions of dollars.
-
Blog
Sen. Warner wants FTC to address ‘smart toys’
U.S. Sen. Mark R. Warner (D-Va.) wants answers from the FTC about how it will protect children’s privacy given the popularity of Internet-connected toys.
-
Blog
Valuation group proposes rules for contingent consideration
A professional valuation group is working on new guidance that would produce formal standards on how to value contingent consideration, a common provision in business combinations.
-
Blog
CW 2017 event reveals few have read Justice Dept. Evaluation Guidance
A small percentage of the audience at Compliance Week 2017 had read the Justice Department guidance on evaluations. What are they missing, and why the delay?
-
Article
Have you vetted fraud risk under new revenue standard?
The risk of fraud in revenue recognition is growing as companies’ sluggish adoption of new rules creates fresh opportunities for would-be perpetrators.
-
ArticleRob Easton: The crossover expert
Robert Easton’s experience as a regulator and among the regulated gives him a keen understanding of the special compliance needs facing the insurance market.