All Compliance Week articles in Web Issue – Page 567
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Blog
Grapevine: Who’s coming and going in compliance
Automotive giant Daimler has appointed a new chief compliance officer and head of group compliance; the OCC, the world’s largest equity derivatives clearing organization, also named a new chief compliance officer this month, with immediate effect; and South Jersey Industries, an energy services holding company, appointed a new chief risk ...
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Blog
Argentine sports media company to pay $112M in FIFA probe
Torneos y Competencias, an Argentine sports marketing company, agreed to pay over $112.8 million in forfeiture and criminal penalties to resolve U.S. charges relating to wire fraud conspiracy in connection with the FIFA corruption scandal. Jaclyn Jaeger reports.
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Article
U.K. looks to make big changes in corporate governance
The United Kingdom seeks to update corporate governance regulations on three fronts: executive pay, the connection between boards and stakeholders, and applying the corporate governance codes of listed companies to large private firms. Paul Hodgson reports.
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ArticleBuilding a resilient global supply chain
Global supply chain risk has climbed to record levels. Jaclyn Jaeger reports on how one global company is working to bullet-proof its supply chain risk management program.
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Article
Before M&A, think cyber: what every board needs to know
Nothing can sideline a merger or acquisition quite so well as dodgy cyber-security compliance. Simone Petrella discusses what every board should know in advance.
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Blog
How JPMorgan Chase avoided prosecution over ‘Sons and Daughters’
At one time, it looked like JPMorgan Chase had landed in fairly hot water with its ‘Sons and Daughters’ bribery scandal. But for every misstep, says Tom Fox, there is a path to freedom.
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Article
Slowly but surely, global governance practices are converging
The United States and European Union don’t have a monopoly on corporate governance. A new study looks at how best practices are converging around the globe. Joe Mont reports.
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Blog
CAQ nudges audit committees on revenue recognition oversight
Citing an “urgent” need for audit committees to get up to speed on implementation of the new revenue recognition standard, the Center for Audit Quality offers some pointers. Tammy Whitehouse has more.
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Blog
Did Wells Fargo Give Prudential a Black Eye?
Tom Fox epxlores how the business relationship between Prudential and scandal-ridden Wells Fargo put Prudential in hot water.
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Blog
Companies fixed prominence most in non-GAAP sweep
To respond to pushback on non-GAAP accounting, most companies made changes to how prominently they displayed such figures, according to a recent analysis. Tammy Whitehouse reports.
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Article
Still battling over internal control? Focus on risk assessments, communication
In the continually evolving battle over internal control reporting and auditing, the strategy for the next front should include better risk assessments and timely communication with auditors. Tammy Whitehouse has more.
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Article
Q&A: The compliance and legal ties that bind
Jaclyn Jaeger talks with Carey Roberts, deputy general counsel and chief compliance officer of Marsh & McLennan Cos., about her unique dual legal and compliance role.
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Article
SCOTUS ruling a boon for prosecutors, but questions linger
The Supreme Court has turned back the clock on insider-trading law, giving prosecutors renewed leeway despite lingering questions, reports Joe Mont.
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Blog
The FCPA and ‘Islands of Honesty’
The Man From FCPA Tom Fox explores a recent article that hopes to answer the question: Why are so many governments around the world collapsing amid corruption scandals?”
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Blog
Wesco Aircraft names global controller, chief accounting officer
Wesco Aircraft Holdings, a provider of comprehensive supply chain management services to the global aerospace industry, has named Chris King as vice president, finance and global controller, effective immediately. He also has been named as the company’s chief accounting officer.
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Blog
Smarsh acquires MobileGuard
Smarsh, a provider of cloud-based information archiving solutions for compliance, e-discovery, and risk management, has completed the acquisition of MobileGuard, a mobile communication monitoring and retention solutions provider.
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Blog
New board member joins IASB
The Trustees of the IFRS Foundation, led by Michel Prada and responsible for the governance and oversight of the International Accounting Standards Board, have announced that Françoise Flores will join as a board member on Jan. 1, 2017. Find more personnel announcements in the CW Grapevine.
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Blog
Opus launches third-party compliance solution for banks
Compliance solutions provider, Opus, recently announced the introduction of the Hiperos 3PM Banking Accelerator, a unique, pre-configured solution for third-party risk management.
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Resource
Technology’s emergence into the world of internal controls
Title: Technology’s emergence into thThis e-book also will explore other emerging developments in internal controls, such as COSO’s Fraud Risk Management Guide, the case for why audit committees and compliance officers would be wise to consider it, and the inefficiencies they may be losing out on if they don’t. Lastly, ...
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Blog
Daimler names new chief compliance officer
Olaf Schick has been appointed as the new chief compliance officer at Daimler, effective March 1, 2017. Thus, he will also head group compliance.