All Compliance Week articles in Web Issue – Page 573
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Article
Don’t worry—the need for compliance officers trumps deregulation
Just because Donald Trump suggested getting rid of a host of federal regulations doesn’t mean that there won’t be a need for compliance. More from Jaclyn Jaeger.
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Article
The smart money is on corporate social responsibility
Corporate social responsibility isn’t just a feel-good exercise. It pays off huge dividends in the problems it prevents, writes Jaclyn Jaeger.
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Article
Social media compliance is growing up, with new tools, challenges
As the financial services industry embraces social media, its compliance officers need new tools to make sure nothing slips through the cracks. Tim Sprinkle explains.
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Event
Corporate Governance: Effectiveness and Accountability in the Boardroom
ChicagoChicago, IL 11111United States
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Blog
White will depart SEC at end of Obama Administration
Let the shakeup begin: SEC Chair Mary Jo White has announced that she plans to step down from her post at the end of the Obama Administration. Joe Mont has more.
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Blog
SEC's Chair White to depart agency with Obama
There had been some discussion recently that perhaps SEC Chair Mary Jo White might stay on as chair until President-elect Trump found a new head for the agency, but no more. White announced today that she intends to depart the SEC at the end of the Obama Administration.
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Blog
SEC debates regulatory approach to FinTech
The need to balance FinTech innovations with investor protections was the underlying message at a day-long forum held by the Securities and Exchange Commission on Nov. 14. Joe Mont reports.
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Blog
SEC issues $20 million whistleblower award
On Monday, the SEC announced an award of more than $20 million to a whistleblower. It is the third largest bounty thus far for the Commission's whistleblower program. Joe Mont has more.
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Blog
Podcast: Trump, in his own words, on regulation
In this edition of the Compliance Week podcast, we offer selected soundbites from President-elect Donald Trump that detail his views of importance to public companies.
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Podcast
Podcast: Trump, in his own words, on regulation
In this edition of the Compliance Week podcast, we offer selected soundbites from President-elect Donald Trump that detail his views of importance to public companies.
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Blog
CFOs, controllers struggle with pace of change, poll says
CFOs and controllers are struggling to keep up with the pace of change in financial reporting, having a significant impact on effectiveness, according to a global EY survey. Tammy Whitehouse has the results.
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Blog
FASB offers views on lease accounting questions
FASB is getting questions on how to apply the new leasing standard, so the board took the unusual step of offering some informal, high-level feedback. Tammy Whitehouse reports.
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Blog
On Remembrance Sunday, a lesson in culture and compliance
International compliance is far easier said than done. Take it from a clueless American traveling abroad, writes Bill Coffin.
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Blog
A plea for smart data from the SEC's investor advocate
Citing XBRL advancements and Legal Entity Identifiers, SEC Investor Advocate Rick Fleming is making the case of expanding "smart data" tools to shareholders and issuers alike.
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Blog
CFTC rule clarifies compliance officer reporting
The Commodity Futures Trading Commission has approved a final rule that amends and clarifies its reporting obligations for compliance officers.
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Blog
Grapevine: Who’s coming and going in compliance
The World Bank Group has appointed Sandie Okoro as World Bank Group senior vice president and general counsel; Financial services company Protective Life has named a new chief risk officer; and General Electric has a new board member. Check out the CW Grapevine for the latest personnel moves.
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Blog
General Electric elects new board member
General Electric disclosed in a recent securities filing that Steven Mollenkopf has been elected to the company’s board of directors. Mollenkopf is chief executive officer and a director of Qualcomm, a developer of mobile technology.
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Blog
World Bank appoints general counsel
The World Bank Group has appointed Sandie Okoro as World Bank Group senior vice president and general counsel.
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Blog
Protective Life names chief risk officer
Protective Life, a financial services company, has appointed Michelle Moloney as chief risk officer, effective Nov. 7. She will report to Michael Temple, executive vice president of insurance and risk.