All Compliance Week articles in Web Issue – Page 592
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Blog
Tone at the top really does matter
The Man From FCPA Tom Fox looks at the case of disgraced pharmaceutical company Valeant and what new Chief Financial Officer Paul Herendeen has planned for the company’s future.
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Blog
Altice USA names general counsel
Altice USA, a subsidiary of Altice N.V. and a national telecommunications, media, and entertainment company, announced two new leadership appointments, effective immediately.
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Blog
Target and Walmart show that supply chain risk is everywhere
The bigger the company, the bigger the supply chain risk. Just ask Target and Walmart, which recently had to confront this issue head-on over fake Egyptian cotton bedsheets. More from Tom Fox.
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ArticleThe unconventional CFO
Throughout CFO Jan Siegmund’s time at ADP, he has come to realize that when your business processes pay for millions of people, your business is more than payroll. It’s about compliance. An interview by Bill Coffin.
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Blog
RICS fines Sweett Group £125,000 in bribery case
Following the outcome of a disciplinary panel, the Royal Institute of Chartered Surveyors (RICS) this month found that Sweett Group “did not at all times act with integrity” concerning a bribery case relating to its Middle East operations. Jaclyn Jaeger reports.
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Blog
Use of Video Slowly Creeping into Legal Marketing in Enforcement Area
A series of enforcement-focused videos launched this summer by one law firm is an interesting twist on marketing that allows its lawyers to present information and themselves in a different way. Bruce Carton reports.
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Blog
LockPath partners with ISACA
LockPath, a GRC solutions provider, has partnered with global IT association ISACA, the creator of the Control Objectives for Information and Related Technologies (COBIT) framework. Through the partnership, LockPath will have the ability to distribute the COBIT 4.1 and COBIT 5 frameworks through its Keylight GRC Platform.
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Blog
Grapevine: Who’s coming and going in compliance
Hamilton Lane, a private markets investment company, has appointed Fred Shaw as chief compliance officer; Factor Trust also has appointed a new chief compliance officer; and Dominion Diamond has elected two new board members; Check out the CW Grapevine for the latest personnel moves.
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Article
Free trade agreements create compliance headaches
Free trade agreements potentially offer significant cost savings to companies, but managed ineffectively they also pose huge compliance risk. Jaclyn Jaeger reports.
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Event
The Marketing & Advertising Compliance Forum for Investment Advisors
The Princeton ClubNew York, NY 10036United States
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Event
2016 Governance, Risk, and Control Conference
Fort LauderdaleFort Lauderdale, FL 11111United States
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Blog
Health Net to pay $340K for whistleblower ‘pretaliation’
The SEC reached a consent agreement with yet another company over allegations it violated securities laws for using severance agreements that required outgoing employees to waive their ability to obtain monetary awards from the Commission’s whistleblower program. Jaclyn Jaeger reports.
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Blog
Intercompany accounting woes tallied in new poll
Only a small fraction of companies have strong intercompany accounting, but an onslaught of new tax regulations is giving new reason to get it under control. Tammy Whitehouse has more.
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Blog
RGP names chief accounting officer
Resources Global Professionals, a multinational provider of professional services and the operating subsidiary of Resources Connection, has promoted John Bower, o the newly created role of chief accounting officer.
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Blog
Audit inspections show some gains in internal control
The PCAOB is encouraged by improvements it sees in audit inspections in internal control, but the agency is still troubled by the nature of the problems it identifies. Tammy Whitehouse reports.
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Blog
FRC issues new Audit Firm Governance Code
The U.K. Financial Reporting Council has updated its Audit Firm Governance Code in an effort to improve investors’ faith in accounting practices. Paul Hodgson reports.
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BlogDeutsche Telekom to study its ethics and compliance culture
Deutsche Telekom is working to boost ethical behavior and foster a speak-up culture within the company to minimize compliance risks. Jaclyn Jaeger reports.
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Blog
Service organizations aren't sure of their assurance to third parties, poll suggests
A Deloitte poll of 2,700 participants says 17 percent believe the amount of requests for assurance reports or compliance questionnaires are too numerous to count. Tammy Whitehouse reports.
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ArticleU.K. CEO pay: rebuilding trust between owners and managers
Two reports issued last week strongly criticized U.K. executive pay. But, perhaps more importantly, both also welcomed many of the new Tory Prime Minister Theresa May’s proposals on pay and corporate governance. Paul Hodgson has more.
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Blog
In the FCPA World, your relationships matter
Do you know the character of those you are in business with from an anti-corruption perspective? Tom Fox looks at the Och-Ziff corruption scandal and what happens if you bring corrupt third parties into a relationship with your company.