All Compliance Week articles in Web Issue – Page 609
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Blog
On the myth of the ‘rogue employee’
Companies often use the myth of the “rogue employee” to try and absolve themselves from liability. But organizational wrongdoing is rarely the work of just one person, says FCPA blogger Tom Fox. More from Fox inside.
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Blog
Of shell companies, law firms, and the FCPA
An interesting development in the continued fallout from the Panama Papers may portend a new trend in Foreign Corrupt Practices Act enforcement. Tom Fox takes a look at NML Capital’s lawsuit against Mossack Fonseca for obstruction of justice.
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Blog
Telos expedites secure and compliant cloud deployments on AWS Cloud
Telos, a provider of continuous security solutions and services, has added enhancements to its Xacta IT GRC product suite to help customers quickly and effectively demonstrate and document security compliance using the Amazon Web Services (AWS) Cloud, leading to faster approvals to operate (ATO).
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Blog
Gresham Clareti ARM offers advanced remittance advice capability
Gresham, a provider of real-time financial transaction control and enterprise data integrity solutions, added upgrades to its Account Receivables Management (Clareti ARM) offering. The proven “white label” technology, which enables banks to offer receivables management services to their corporate customers, can now receive and process remittance advices, whether in e-mail, ...
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Blog
Rapid7 Nexpose Now offers live exposure management
Rapid7, a provider of security data and analytics solutions, announced Rapid7 Nexpose Now, a major enhancement to its vulnerability management solution that gives customers access to live risk and exposure updates as IT environments change.
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Blog
More time, cost required in 2015 to comply with SOX, survey says
A majority of the 1,500 companies polled by Protiviti said the number of hours they devoted internally to Sarbanes-Oxley compliance in 2015 increased by more than 10 percent. Tammy Whitehouse has more study results inside.
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Blog
Deadline extended for foreign bank resolution plans
The Federal Reserve Board and the Federal Deposit Insurance Corporation have granted four foreign banking organizations additional time to submit their next resolution plans. Previously, Barclays, Credit Suisse Group, Deutsche Bank AG, and UBS were required to submit their next plans on July 1, 2016, a deadline now bumped up ...
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Resource
How technology transforms third-party risk management
Read this practical guide that outlines the four key TPRM processes to adopt, and how a Lean Digital approach successfully embeds digital technologies through design thinking methods and Lean principles.
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Blog
With latest $17 million, SEC whistleblower award firehose remains on full blast
Today, the SEC announced yet another blockbuster whistleblower award--more than $17 million to a former company employee who the SEC credited with submitting a detailed tip that "substantially advanced the agency’s investigation and ultimate enforcement action." In the past month alone, five whistleblowers have received a total of more than ...
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Blog
SEC adopts rules for efficiency of securities-based swaps
The Securities and Exchange Commission has adopted new rules that establish “timely and accurate” trade acknowledgment and verification requirements for security-based swap entities and their transactions. The rules are designed “to promote the efficient and effective operation of the SBS market.” Joe Mont reports.
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BlogArmada Group responds to Unaoil investigation; threatens legal action
Yet another company entangled in the massive media-leaked bribery and corruption scandal surrounding Monaco-based Unaoil has come forward, refuting the allegations and threatening legal action. Jaclyn Jaeger reports.
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Blog
Platform Specialty Products appoints general counsel
Platform Specialty Products, a global specialty chemicals company, today announced the appointment of John Capps as general counsel and secretary. He will report directly to Chief Executive Officer Rakesh Sachdev.
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Blog
New report: promoting workplace integrity globally
Ethics and compliance officers seeking more guidance on how to achieve and promote workplace integrity—doing what’s right in a professional context—now have a new, first-of-its-kind benchmark report at their fingertips. Jaclyn Jaeger offers a look at this Ethics & Compliance Initiative study.
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Blog
Want evidence about the FCPA Pilot Program?
Do you want to see evidence of the effectiveness of the Justice Department FCPA Pilot Program? Read on ...
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Blog
Proofpoint releases Proofpoint Intelligent Supervision
Proofpoint, a next-generation cyber-security and compliance company, announced the release of Proofpoint Intelligent Supervision, designed to significantly accelerate FINRA, SEC, and IIROC compliance review and reduce audit time.