All Compliance Week articles in Web Issue – Page 76
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Blog
Persefoni adds ex-Visa sustainability chief to advisory board
Climate management and accounting platform Persefoni announced former Visa Chief Sustainability Officer Douglas Sabo joined its sustainability advisory board.
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Blog
Fundbox names chief risk and product officer
Embedded working capital platform Fundbox announced Ram Muthaiyan as chief risk and product officer.
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Blog
Roadzen appoints general counsel
Artificial intelligence-led insurance and mobility products company Roadzen announced the appointment of Bruce Goldberg as general counsel.
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News BriefCFTC awards $1.25M to compliance/audit whistleblower
The Commodity Futures Trading Commission announced a landmark whistleblower award of approximately $1.25 million to an individual in an internal compliance or audit function who came forward with information on misconduct occurring at his or her employer.
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News BriefEFG International settles Cuba, blocked persons U.S. sanctions case
Swiss-based global private banking group EFG International agreed to pay more than $3.7 million as part of a settlement with the Office of Foreign Assets Control addressing apparent violations of U.S. sanctions against Cuba and two blocked individuals.
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News BriefChange Healthcare facing HHS probe following crippling cyberattack
Change Healthcare, a health payment processor hit by a crippling cyberattack in February, is under investigation by the Department of Health and Human Services’ Office for Civil Rights.
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News Brief
JPMorgan fined $348M by OCC, Fed over trade surveillance lapses
JPMorgan Chase will pay $348.2 million in fines to settle allegations laid by two federal banking regulators that it failed to adequately monitor trading and order activity.
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PremiumThe auditor’s role in supply chain due diligence
Although compliance should be the company’s primary responsibility, auditors have become the last line of defense and are getting pressured and blamed for supply chain issues, including instances of child labor. Is this expected to become the normal for the profession?
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PremiumStudy: Climate transition impact reporting still lacking
Large polluters are failing to account for climate change impact and adaptation, but policymakers need to harmonize disclosure requirements to drive coherent action.
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CVC announces chief legal and compliance officer
Global alternative investment manager CVC welcomed Brechje van der Velden as chief legal and compliance officer and partner.
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Blog
Excel Services Corporation announces general counsel
Consulting firm Excel Services Corp. announced Brian Meadors joined as general counsel.
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Blog
Zodia Custody appoints legal chief
U.K.-based digital asset custodian Zodia Custody appointed Azmina Keshani as chief legal officer.
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Blog
Societe Generale appoints group deputy risk chief
French bank Société Générale announced the appointment of Ludivine Labarre as group deputy chief risk officer and member of the management committee.
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Blog
University of La Verne names general counsel
The University of La Verne in California announced the appointment of Hima Vatti as general counsel.
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PremiumU.S. banking regs mulling enhanced operational resiliency frameworks
Acting Comptroller of the Currency Michael Hsu said federal banking agencies are considering enhancements to their operational resiliency requirements for member banks.
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News BriefDOJ joins SEC in probing ADM accounting practices
ADM disclosed the Department of Justice joined the Securities and Exchange Commission in probing the food processing company’s accounting practices.
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News BriefSFO launches probe into collapsed Carlauren Group
The U.K. Serious Fraud Office announced two raids and three arrests coinciding with the launch of an investigation into collapsed property developer Carlauren Group.
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Blog
PURE Insurance appoints chief risk officer
Privilege Underwriters and the affiliated companies of the PURE Group of Insurance Companies announced Dea Malollari was promoted to chief risk officer.
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Blog
Reichman Jorgensen Lehman & Feldberg adds general counsel
Reichman Jorgensen Lehman & Feldberg, a majority women-owned trial boutique, announced Quinn Johnson joined the firm as partner and general counsel.
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Blog
GEICO recruits legal chief from Wells Fargo
Insurance giant GEICO announced Tangela Richter joined the company as chief legal officer.