- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by LogicGate2024-09-12T14:00:00
In the ever-evolving landscape of finance, governance, risk, and compliance (GRC) have emerged as critical pillars that underpin the stability and growth of financial institutions.
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2024-12-23T11:00:00Z By Adrianne Appel
JPMorgan Chase, Wells Fargo Bank, Bank of America, and the company behind online money transfer app Zelle were sued by the Consumer Financial Protection Bureau for allegedly failing to safeguard Zelle’s network and causing customers to lose $870 million, the CFPB alleged.
2025-05-23T15:49:00Z By Ruth Prickett
Financial Planning Corporation is a regulated financial planning firm founded 40 years ago, gaining coveted Chartered status in 2008. As the U.K. financial regulator, the FCA promises to clamp down on unregulated “finfluencers” on social media. Moira O’Shaughnessy, managing partner and head of risk and compliance at FPC, explains why ...
2025-05-22T15:46:00Z By Adrianne Appel
The Securities and Exchange Commission has charged cryptocurrency company Unicoin, three top executives, and its general counsel with defrauding investors of $110 million by selling them bogus “rights certificates” in a future cryptocurrency coin.
2025-05-22T14:00:00Z Provided by Epiq
As AI presents new opportunities to drive insight and efficiency, it brings new challenges of risk mitigation and overall company protection.
2025-05-20T14:00:00Z Provided by Resolver
This session explores how leading Ethics & Compliance teams are aligning their global whistleblower programs and investigations teams. Learn how these teams are navigating regulatory requirements, aligning internal processes, and using data to evaluate and improve their programs.
2025-04-22T14:00:00Z Provided by Ethena
A recent survey found that 66% of compliance leaders say their training programs are hard to customize quickly, and nearly half (46%) are being asked to cut training time.
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