Financial services firms today face some of the most complex regulatory challenges in the world. At the same time, the legacy archive solutions they are often burdened with do not meet modern requirements. This costs time, money and risk. We invite compliance, legal and IT teams to join Osterman Research and Mimecast as we guide financial services firms in navigating a clear and strategic path through the complex requirements they face.
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- Training
Enhance your AML due diligence
This two-day, six-hour workshop will cover the processes used by criminals to hide the proceeds of their misconduct and the role various institutions play in detecting and eradicating the activity before it creates significant legal, financial, and reputational costs.
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- Events
Back in person: Compliance Week Europe
Now in its 10th year, Compliance Week Europe is created for compliance, risk, and ethics officers to come together for two days dedicated to the sharing of knowledge and experiences from an international perspective.
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- Webcasts
Earn CPE credit with Compliance Week
Compliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.
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Learn from the latest headlines and protect your company today
- Barclays to pay $361M to resolve sales of unregistered securities
- FinCEN finalizes beneficial ownership rule, reporting requirements
- Fed recruits six large banks for climate scenario analysis pilot
- Credit Agricole to pay $1.1M to settle sanctions violations by subsidiaries
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