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Earn FREE Continuing Professional Education (CPE) credits by watching Webcasts on critical topics related to corporate compliance and risk. All Webcasts are conveniently available at any time to accommodate your busy schedule, and each Webcast earns one CPE credit.

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To register for a CPE Webcast:

  1. Select a Webcast from the list below
  2. Fill out the Webcast registration form
  3. Take a short quiz at the conclusion of the Webcast

CPE certificate (in PDF format) will be produced automatically upon successful completion of the Webcast. Retain the certificate for your records or submit per your state's CPE requirements. [PLEASE NOTE: During some Webcasts, the moderator will say "no CPE credit will be awarded for viewing pre-recorded Webcasts." Please disregard—certain Webcasts were recorded prior to our accreditation as an on-demand CPE provider.]

Webcasts (One CPE Credit Per Webcast; Each Approx. One Hour)

Strengthening Controls in 2013: Purchase-to-Pay Cycle

How can data analytics can help uncover critical control exposures within the requisitions, purchasing, receiving, payables and payments processes? We'll discuss how to identify suspicious activities, errors and exceptions that may be disguised through the structuring and processing of transactions over time, or hidden within high data volumes. Learn how the automation of key analytics helps enable a highly cost-effective and sustainable purchase-to-pay compliance strategy.
 

From Policy to Practice: Archiving Information to meet eDiscovery and Compliance Requirements

Regardless of your scale or sector, your organization's corpus of information will eventually be impacted by legal and/or regulatory obligations. Join this Webinar to learn how a multichannel archive and governance platform can help you provide timely responses to court orders or regulatory agencies, reduce operational and eDiscovery costs, and capitalize on opportunities within your information.
 

Leverage Case Studies for Enhanced Regulatory Compliance

In this webcast Richard M. Steinberg, CEO of Steinberg Governance Advisors, former leader of PwC's governance advisory practice, will discuss how compliance, operations, and reputational risks are inherently interrelated, with particular focus on how organizations can learn from past risk events that damaged their own companies, peers, or others. Steinberg will be joined by Laura Polak, global head of IBM Risk Analytics Consulting Engineering and Algo FIRST Content, who will demonstrate how case studies databases help compliance officers understand where and why processes and controls at other institutions have failed and how loss event inventories can be of critical use in identifying and effectively managing significant risks.
 

Dodd-Frank Compliance: Voice, Social, Record-Keeping and More

Businesses are struggling to meet a broad range of global regulatory demands on data across the enterprise, and the implementation of the Dodd-Frank Act has broadened these demands. Firms are now required to have the ability to quickly and accurately reconstruct trades, including related pre- and post-trade communications. These challenges can now be addressed across your trading data and your communications, including voice compliance through a partnership between Bloomberg Vault and Orange Business Services. Don't miss the opportunity to learn more during Bloomberg's Webinar on April 25th at 2:00 PM Eastern.
 

Compliance World Tour China - Compliance & Regulatory Risks

This Webcast will look at the compliance and regulatory risks of doing business in China, and will discuss the challenges and risks of doing business in China's heavily regulated economy, including corruption related risks; US anti-corruption enforcement efforts in China and new local anti-corruption laws; and other common challenges that US compliance departments might encounter in China, such as privacy risks, intellectual property related risks, and varying standards of legal protection for employees.
 

Strengthening Controls in 2013: Travel & Entertainment Expenses

For many organizations, T&E represents a significant spend, with a high risk of exposure to costly abuse, misuse and fraud. The sheer volume of transactions can make it difficult for T&E program managers to validate transaction controls in a cost-effective way. For other organizations, T&E may not be a significant area of expenditure, but analysing T&E spend can provide interesting insights into the organization's culture of compliance. Learn how T&E analysis not only supports compliance, but can lead to direct improvements in process efficiencies and generates considerable value through cash optimization.
 

Compliance World Tour India - Compliance & Regulatory Risks

This webcast will look at the compliance and regulatory risks of doing business in India, and will discuss India's current corruption risks and basic economic conditions; US anti-corruption enforcement efforts in India, and new anti-corruption laws locally; and other common risks or problems US compliance departments might encounter in India, such as privacy risks, intellectual property theft, and different standards of legal protection for employees.
 

IT and Regulatory Compliance: Is Your Operation Ready?

Serious thought and planning must go into finding dependable ways to improve the protection and preservation of regulated data and make it easy to find it when needed for discovery or recovery. In this webcast, you will learn about the shifting demands in IT data protection and recovery; what to look for in regulatory compliance, including operational readiness; how to develop and execute a sound regulatory compliance plan; and critical technology considerations to access and restore data when needed.
 

Your Information In the Cloud: Alleviating Data Security, Privacy, and Compliance Concerns

This Webcast will discuss how to enhance visibility to high risk and/or high value information; how you can search, classify, and apply policies to content to ensure it can be Discovered when required; how to move, preserve, and dispose of information defensively and efficiently; and how to enable earlier insight into data, while removing the hassles of managing large repositories in-house. We will highlight real-world case studies where customers have utilized Proofpoint to reduce eDiscovery and compliance cost, while also addressing critical data security and privacy concerns.
 

Tools to Build (and Maintain) a Modern-Day Compliance and Ethics Program

Organizations across the globe are facing common challenges when it comes to building and maintaining the effectiveness of their compliance and ethics program. New and more complex regulatory requirements, as well as increasingly aggressive enforcement are pressuring organizations to act and adapt quickly. In this Webinar, attendees will hear examples and observations from current programs and learn how to bridge the individual silos and effectively integrate them into a unified, modern-day GRC program.
 

Strengthening Controls in 2013: Order-to-Cash Cycle

The order-to-cash cycle can be a complicated process to analyze, let alone understand. The potential for controls gaps and weaknesses can lead to heightened risk and revenue leakage for an organization. Many of the important controls (checks/balances) involve multiple applications, people, and date sequences. It can be inherently difficult to provide assurance through the cycle of managing customer information, order entry, pricing, discounting, invoicing, receipts, and collections to identify process efficiency opportunities and prevent revenue leakage. Now more than ever, audit, finance, and compliance professionals involved in order-to-cash need certainty and confidence in their data to determine the reliability and effectiveness of the controls environment. Is this one of your business assurance goals for 2013?
 

Using SharePoint to Address the Unified Records Management Paradox

Electronic records are proliferating at an exponential pace. Physical records remain and can reside in a number of different locations; both in-house and potentially across multiple vendors. To ensure compliance across all of your records, you need a unified, consistent and defensive records management solution. Learn how Microsoft extended the functionality of SharePoint with the Iron Mountain Records and Information Management 360° Solution (RIM 360°) to gain these records management benefits and more.
 

Managing Compliance for Behavioral Change and Improved Business Process

Advice abounds about what you should do to identify and manage compliance risk and the extent of the documentation that you need to have on hand. But most compliance officers want to know answers to the 'how to' questions. How can I improve my program's effectiveness while working within budget and resource constraints? How can I understand the meaning of data so I can see and take action on emerging risks and trends in my organization? How can I easily integrate data from multiple places so I can make consistent and speedy decisions and recommendations? And how do I implement a program with the right balance of the behavioral side of compliance with the necessary controls and business processes of compliance? In this webcast those questions and others will be answered.
 

Collecting Consumer Data Online: 'Do Not Track' and Other Regulations

Retailers, consumer product manufacturers, and other businesses with a heavy presence in the consumer market face looming changes in online advertising and data privacy. Join our Webcast to get an inside view on the conflicting viewpoints around DNT and learn what you can do to keep yourself informed about these developments and ensure that your business is well positioned to address regulation around online behavioral tracking.
 

Don't Get Bitten by the FCPA! Using Data Analytics to Identify Red Flags

Does your organization have systems in place to highlight red flags for potential FCPA or U.K. Bribery Act violations? In this Webcast you will hear from Peter Millar, Director of Technology Application, and Chris Stewart-Smith, Senior Technical Consultant at ACL Services, on best practices for building a solid compliance program.
 

Effective Policy Management in a Dynamic and Distributed Business Environment

When an organization fails to establish strong policies, the organization quickly becomes something it never intended. Join Michael Rasmussen of Corporate Integrity and IBM for this Webcast that explores how to effectively manage and communicate policies in dynamic and distributed business environments.
 

Case Study: How Forest City Enterprises Overcame Compliance Reporting Challenges

This Webinar discusses how Forest City Enterprises, a national real estate company, was able to turn "pain into gain" with several strategies that lowered its total cost of compliance.
 

Leverage Records Management Best Practices to Optimize Microsoft SharePoint 2010 Deployments

Join Vivian Tero, Program Director for IDC's Governance, Risk & Compliance (GRC) Infrastructure service, as she gets to the bottom of this common conundrum. In this webcast, Miss Tero will share findings from an IDC Web survey of IT professionals about their organizations' current and planned MS SharePoint 2010 implementations. This was not a feather-weight study of theoretical "what ifs" and good intentions; it was a serious survey of 100 carefully screened panelists from a wide range of industries. Qualified panelists were required to have an ongoing, planned, or completed implementation of MS SharePoint 2010, where implementations were done at a line-of-business (LOB), country, regional, or enterprise level. Industries represented in the survey included banking, finance, insurance, manufacturing, retail, biotechnology, life sciences, healthcare, pharmaceuticals, energy and natural resources, utilities, and telecommunications.
 

Managing Third-Party Data on Your Website

Providing services and features to website visitors often requires deploying many third party service providers for analytics, marketing, payment processing, and data management.
 

The Building Blocks of Third-Party Risk: Managing Risk Across Dynamic Business Relationships

Business relationships with vendors, outsourced providers, distribution partners, and other business associates are essential in today's extended enterprise. Managing risk from these third parties is vitally important in the current regulatory environment. The nature of these relationships requires that information be shared, and risk accrues whenever sensitive information is shared with or processed by third parties.
 

A Product Strategy for Optimizing your Security Risk Management Environment

Bringing about change is never an easy thing to do, regardless of the environment. Individuals, groups and other entrenched interests can offer powerful resistance to a new direction, often because they have developed a comfort level with the existing paradigm and feel anxious about the unknown. This Webinar will address the product strategy and best practices considerations necessary for building a strong Security Risk Management Environment.
 

Third Party Compliance: Creating a Sustainable and Cost-Effective Third Party Due Diligence Process

Third party compliance, whether defined by FCPA, UK Bribery Act, or country-specific regulation involves a number of elements including anti-corruption policy, supplier code of conduct, training, certification and due diligence. Often, responsibilities are fragmented across multiple departments, communication is inconsistent, and business owners aren't motivated to scrutinize the third party entities whose relationships they rely on for their own success. This webcast will specifically address the practical 'how to's' around a sustainable, cost effective third party due diligence solution.
 

Compliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Nashville, TN 37219-2417. Web site: www.nasba.org

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Events of the Week

IT-Friendly Solutions to File Transfer Problems
Sponsored by IBM

Graph Analytics: A New Approach to Risk Management
Sponsored by YarcData

e-Books

Information Governance: Managing the Lifecycle of Data
Sponsored by HP Autonomy

Anti-Money Laundering Illustrated: Visualizing an Effective Capability
Sponsored by OCEG

Time to Get Moving on Conflict Minerals Compliance
Sponsored by PwC

Thought Leadership

What Enterprise Compliance Really Looks Like
Sponsored by Deloitte

The Battle to Balance Vigilance and Suspicion
Sponsored by OCEG

Meeting Compliance Challenges: Leveraging the Value of Outsourcing
Sponsored by Deloitte

Managing the He Said, She Said Investigation
Sponsored by Convercent

Upcoming Webcasts

Evolution of Compliance: 2013 State of Compliance Survey Results
Sponsored by PwC

Data Sharing and Compliance in the Healthcare Industry
Sponsored by Intralinks

Compliance Week Podcasts ...

Every week we chat with leading thinkers in compliance, auditing, risk management, public policy and more. These short (10-15 minutes) interviews are free to all. Follow Compliance Week podcasts on iTunes.