Compliance Week’s Ethics and Compliance Summit, held March 19-20 in Boston, Mass., gathered legal, compliance, and risk professionals to share best practices and engage in discussions on timely topics, regulatory developments, and effective strategies to foster an ethical culture.
Compliance Week
Posted inData Privacy
Photo gallery: Cyber Risk & Data Privacy Summit 2025
Compliance Week’s Cyber Risk & Data Privacy Summit, held Feb. 10-11 in Alexandria, Va., gathered legal, compliance, and risk professionals in person for the first time since before the pandemic to benchmark best practices on managing cyber risks.
Posted inEurope
Photo gallery: Compliance Week Europe 2024
Compliance Week Europe, held Oct. 15-16 in Amsterdam in partnership with our sister organization the Internation Compliance Association, gathered more than 200 GRC professionals across industries. Check out some of the sights from the event.
Posted inRisk Management
Photo gallery: Compliance Week AI & Compliance Summit
Compliance Week’s AI & Compliance Summit, held Oct. 8-9 at Boston University, gathered business leaders, academics, and government officials to discuss some of the biggest questions around AI, including business adoption standards, ethical guardrails, and its application in decision making. Check out some of the sights from the summit.
Posted inRegulatory Policy
Former SEC Chair William Donaldson dead at 93
William Donaldson, a former chairman of the Securities and Exchange Commission, died Tuesday. He was 93.
Posted inAML
Photo gallery: Compliance Week Financial Crimes and Regulatory Compliance Summit
The Compliance Week Financial Crimes and Regulatory Compliance Summit took place June 10-11 at Fordham Law School in Manhattan, New York. Check out some of the sights from the summit in our photo gallery.
Posted inFrom the Archive
Photo gallery: Women in Compliance, TPRM & Oversight Summits
Compliance practitioners gathered at the Signia by Hilton in downtown Atlanta for Compliance Week’s Women in Compliance and Third-Party Risk Management & Oversight Summits from June 3-4.
Posted inCPE Library, Ethics & Culture, Regulatory Policy, Risk Management, Whistleblowers
Compliance Week Virtual Roundtable: Whistleblowing in 2024: What compliance officers need to know
Compliance Week is hosting a virtual roundtable in which we’ll explore the modern whistleblower landscape and what corporate compliance programs need to know to follow the rules while enabling a speak-up culture.
Posted inFrom the Archive
Photo gallery: Compliance Week National 2024
More than 450 attendees are gathering at the Westin in downtown Washington, D.C. for Compliance Week’s 19th annual National Conference from April 2-4. Check out some of the sights from the event in our photo gallery.
Posted inRegulatory Enforcement
Table: SEC, CFTC off-channel communications penalties
The Securities and Exchange Commission and Commodity Futures Trading Commission have combined to levy nearly $3.5 billion in penalties (so far) against firms and their affiliates in response to recordkeeping failures regarding employee use of off-channel communications for business purposes.
