If it seems the Department of Justice has compliance officers in its crosshairs with its controversial policy changes this year, that’s because it does. Some respondents to our annual “Inside the Mind of the CCO” survey embrace the challenge, while others are still skeptical.
2022
Posted inEthics & Culture
Survey: Measuring the impact of code of conduct training
Respondents to a survey from Compliance Week and online compliance training provider Traliant largely described their organization’s code of conduct training as effective, but the opportunity for customized, dynamic courses can take learning to the next level.
Posted inUncategorized
CW TPRM Summit 2022: Top regulatory trends impacting third-party risk management
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features Stephanie Font, director, operations and optimization group at Diligent, moderating a discussion with Charles Duross, partner at Morrison & Foerster, and Michael Pacella, vice president, global chief ethics and compliance officer at Covetrus. The event was held Dec. 7-8, 2022.
Posted inUncategorized
CW TPRM Summit 2022: Deep dive into third-party relationships
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features Steve Naughton, director of regulatory compliance studies at Loyola University Chicago Law School, moderating a discussion with Sandeep Bhide, vice president of product management at ProcessUnity, and Jessica Sanderson, partner at Volkov Law Group. The event was held Dec. 7-8, 2022.
Posted inUncategorized
CW TPRM Summit 2022: Enterprise-wide governance risk and control structure
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features a discussion between William Nelson, associate general counsel at the Investment Adviser Association; Kristy Grant-Hart, founder of Spark Compliance; and Colleen Milazzo, senior vice president at Shared Assessments. The event was held Dec. 7-8, 2022.
Posted inUncategorized
CW TPRM Summit 2022: Targeting risk owners and first line of defense
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features a discussion between John Pawloski, senior vice president, global chief ethics and compliance officer at Assurant; Vishal Thakkar, chief risk officer at Options Clearing Corporation; and Melanie Gallagher, head of TPRM at Intuit. The event was held Dec. 7-8, 2022.
Posted inUncategorized
CW TPRM Summit 2022: Navigating global and domestic sanctions landscape
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features a discussion between Nancy Jacobson, counsel, global compliance and ethics at United Airlines; Stephanie Cripps, counsel at Freshfields Bruckhaus Deringer; and Izak Rosenfeld, associate general counsel at Access Now. The event was held Dec. 7-8, 2022.
Posted inUncategorized
CW TPRM Summit 2022: Human rights are not just an ‘ESG factor’
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features a discussion between Olivia Windham Stewart, deputy director of the BHR law program at the Center for Corporate Law and Governance at Rutgers Law School, and Gwendolyn Hassan, adjunct professor at Loyola University Chicago School of Law. The event was held […]
Posted inUncategorized
CW TPRM Summit 2022: ABAC and AML issues overview
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features Phil Palmer, ethics and compliance program manager at Shell UK, moderating a discussion with Frederick Ratliff, managing counsel ABC AML at Shell US, and Preeti Wadhawan, regional head of compliance – India, APAC & MEA at Orbia. The event was held […]
Posted inUncategorized
CW TPRM Summit 2022: Using data analytics to identify third-party risks
This session from Compliance Week’s 2022 virtual Third-Party Risk Management & Oversight Summit features Michael Rickman, former vice president of compliance and ethics at Goodyear, moderating a discussion with NS Rao, integrated risk management principal at Workiva, and Ali Ikram, chief operating officer for the office of ethics and compliance at SAP. The event was […]
