Articles | Compliance Week – Page 160
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ArticleDOJ indictment alleges Huawei fraud, trade secrets theft
The Department of Justice unveiled a fresh round of allegations against Chinese tech giant Huawei, including racketeering, theft of trade secrets, and bank fraud.
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ArticleUnderstanding the why in CDD
Compliance practitioners might know how to undertake customer due diligence, but may never ask themselves why and might have limited knowledge of other anti-money laundering areas.
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ArticleFASB Chairman Golden’s agenda setting 101
Have you ever wondered how FASB decides what issues to include in its technical agenda? Chairman Russell Golden explained recently the process for identifying the right accounting issues to address.
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ArticleTreasury Secretary sets goal for cryptocurrency regulation
Taking into account the Trump administration’s trade concerns involving cryptocurrencies, the Treasury Department has announced it will roll out new regulations later this year.
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ArticleMore than minor changes? Assessing the latest CCPA updates
The business community was already rushing to comply with the CCPA’s Jan. 1 effective date. But does this latest change ease the way to compliance or just raise more questions?
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Google begins argument to try to overturn $9B in EU fines
Attorneys for Google, seeking to overturn $9 billion in EU antitrust fines, argued in a European court Wednesday that the tech giant should not be forced to prop up its competitors in the course of promoting facets of its own business.
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ArticleSpirit AeroSystems faces class action over accounting woes
In the wake of an ongoing accounting probe and the resignation of two top finance executives, Spirit AeroSystems is facing a class-action lawsuit filed on behalf of shareholders.
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Airbus contractors feeling ripple effect from record fine
Airbus is free to go about its business after paying a record fine to three anti-corruption agencies for widespread bribery, but the trouble is only beginning for some of its implicated contractors.
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ArticlePowell: Legislation to address LIBOR transition unlikely
Federal Reserve Chair Jerome Powell told Congress he does not expect federal legislation will be needed to address the demise of the London Interbank Offered Rate, which is set to expire in 2021.
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ArticleCitgo appoints new CECO amid misconduct review
Citgo announced the appointment of Jack Lynch as the company’s new chief ethics and compliance officer amid an internal probe into allegations of misconduct under prior management.
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SEC names Chicago associate regional director
The Securities and Exchange Commission announced Paul Montoya has been named associate regional director for enforcement in the Chicago Regional Office.
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ArticleCompliance training 101: Know your audience
Need to get something off my chest before I pass along lessons learned from poorly executed compliance training.
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Centene tabs general counsel
Centene Corp., a managed care solutions provider, announced the appointment of Chris Koster to senior vice president, secretary and general counsel.
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United Talent Agency promotes general counsel
United Talent Agency announced it has promoted Michael Sinclair to general counsel. Sinclair had been associate general counsel and takes on the role previously held by Chief Operating Officer Andrew Thau.
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Targray appoints general counsel
Canadian multinational materials distributor Targray announced the appointment of Annie Galarneau as its general counsel.
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Trane Technologies names chief accounting officer
Trane Technologies, a global climate innovator that will soon spin off from Ingersoll Rand, named Heather Howlett as its future vice president and chief accounting officer.
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ArticleLighten up: Why comedy works in compliance training
Experts speak on the psychology behind using comedy as a training tool for the “Department of No,” and a Fortune 500 CECO discusses how to find the right balance between education and humor in your training programs.
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ArticleFour game-changing innovations in compliance training
Looking to transform your training program? Take a cue from those who are using leading-edge tech and outside-the-box thinking in the space.
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ArticleFTC turns up antitrust heat on Big Tech
The FTC will require the top five U.S. technology firms—Alphabet Inc. (Google), Amazon, Apple, Facebook, and Microsoft—to provide information on acquisitions not previously reported to the agency dating back 10 years.
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ArticleStudy: Post-financial crisis fines against financial institutions hit $36B
Global fines and penalties against financial institutions hit $36 billion last year, as ramifications from the financial crisis continue to reverberate throughout the financial services industry, according to a new report.