Articles | Compliance Week – Page 249

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How DICK’s Sporting Goods manages responsible sourcing

2017-10-11T10:30:00Z

A successful sourcing program is about more than conducting audits and taking corrective action. It’s about executing an enterprise-wide risk strategy.

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Auditors offer ideas to help address cyber-readiness

2017-10-11T09:15:00Z

In an era of inevitable cyber-hacks, what more can companies do to protect against and respond to a breach? Auditors are offering some attestation and reporting ideas.

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Recent data breaches impart third-party risk lessons

2017-10-11T09:00:00Z

The data breaches at Yahoo, Equifax, and the SEC send a collective warning to organizations everywhere to improve their own third-party risk assessment.

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Managing global compliance expectations at the Golden Arches

2017-10-11T08:45:00Z

Haydee Ortiz Olinger reflects on her 31 years as McDonald’s global compliance chief and what lessons she learned from her crucial role at the fast food giant.

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For 2017 close, expect auditors to queue up queries on 2018

2017-10-03T15:00:00Z

In preparing for the year-end close, companies should brace for auditors’ questions about the riskiest reporting areas, especially accounting rules taking effect in 2018.

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Righting a wrong: Compliance lessons from Telia

2017-10-03T14:15:00Z

Telia Company shares in candid detail what compliance lessons it learned following its recent $956 million global bribery settlement. Those in the ethics, compliance, and legal community will want to listen up.

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How corruption in sports spills into compliance

2017-10-03T14:00:00Z

The NCAA fraud and corruption scheme that has resulted in federal criminal charges against 10 individuals offers numerous lessons for the corporate compliance world at large.

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Do CEOs have enough skin in the game?

2017-10-03T12:00:00Z

A push may be coming to re-examine stock ownership guidelines with an eye toward increasing holding requirements.

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The new trend in FCPA compliance is cooperation

2017-10-03T11:15:00Z

We may be seeing the dawn of a golden age of FCPA compliance as organizations and the government learn to work together so everybody stays clean.

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In cyber-security, you are your own worst enemy

2017-10-03T10:00:00Z

Highly publicized breaches at the SEC and Equifax reveal how compliance efforts and reputation protection is often undermined by a lack of common sense.

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Preparing for the U.K. Criminal Finances Act

2017-10-03T10:00:00Z

A new law holds that companies active in the U.K. could be subject to U.K. criminal proceedings if an employee anywhere in the world facilitates tax evasion.

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Beyond the breach: SEC’s Clayton on clawbacks, fiduciary rules, and materiality

2017-10-03T09:45:00Z

While much of his time before the Senate Banking Committee last week focused on a newly disclosed 2016 data breach, SEC Chairman Jay Clayton weighed in on numerous other topics.

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Companies gear up for Q4 dash to revenue rule ready date

2017-09-26T13:00:00Z

As the fourth quarter approaches, companies are expected to break into a sprint to complete their efforts to adopt new revenue recognition requirements.

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U.K. Pensions Regulator prosecutes Chappell over BHS acquisition

2017-09-26T12:30:00Z

All executives need to be held to account for corporate failures—and not just those who can’t afford to buy their way out of trouble.

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Q&A: Compliance Awareness Month at Panasonic

2017-09-26T11:45:00Z

Ling-Ling Nie, chief compliance officer and assistant general counsel for Panasonic North America talks about the company’s annual, month-long compliance awareness event.

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Reducing money-laundering risk in financial services

2017-09-26T10:15:00Z

Thanks to two new reports risk and compliance professionals in the financial services industry can take the pulse of their BSA/AML compliance programs and better understand how they stack up against their peers.

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SEC data breach reveals fear and loathing in the mainframe

2017-09-26T10:15:00Z

A breach disclosure by the SEC does the agency no favors as it prepares to dig deep into data troves for market surveillance.

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Amid reform considerations, Trump utilizes foreign deal reviews

2017-09-26T10:15:00Z

On the heels of a rejected semiconductor deal with Chinese investors, legislators are pondering reforms for how international M&A is reviewed.

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10 tips for boosting CCO face time with the board

2017-09-26T10:00:00Z

Effective communication with the board is essential for a chief compliance officer. Here are 10 ways to make your time at the table as productive as possible.

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Report: Anti-bribery compliance gaining steam

2017-09-19T16:15:00Z

A new benchmark report jointly conducted by Compliance Week and Steele Compliance Solutions looks at companies’ anti-bribery and anti-corruption programs.