- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Bipartisan Senate legislation looks to scale back Dodd-Frank regulations on smaller banks, but critics contend that a rules rollback would benefit big banks more than anyone.
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Anonymous employees of OpenAI accused the company of requiring employees to sign nondisclosure agreements (NDAs) that “prohibited and discouraged” them from reporting securities law violations to federal regulators.
The Supreme Court rejected a claim that the Consumer Financial Protection Bureau’s funding mechanism is unconstitutional, removing a legal challenge that had the potential to overturn all the agency’s regulations and enforcement actions.
Federal regulators adopted a notice of proposed rulemaking on incentive-based compensation requiring large banks to make their executive compensation arrangements “more sensitive to risk.”
