Articles | Compliance Week – Page 262
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Hard Brexit, soft Brexit? U.K. can’t have its cake and eat it, too
The U.K. is trying different ways to see if it can have its cake and eat it too when it comes to asserting its independence while still enjoying perks of EU membership.
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Transforming information gatherers into information analyzers
The case for automating simpler data-driven aspects of compliance makes itself, but don’t forget how automation can further empower human CCOs, too.
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FCPA Pilot Program leads to two 2017 declinations
The FCPA Pilot Program declinations we have seen so far in 2017 both make substantial additions to the precedent for how to avoid prosecution under the FCPA.
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Brexit provides plenty of compliance opportunities
The 2019 Brexit deadline is creating a host of big opportunities for companies to boost their compliance programs, and for compliance professionals to show their worth.
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Correspondent banking fades; de-risking gets the blame
In an ironic twist, regulation designed to protect the global financial system is forcing whole regions outside the regulated financial system, creating more risk for everyone.
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Artifacts and artwork can collect trouble
Craft supply giant Hobby Lobby is in hot water for illegally importing historical artifacts. Other collections, including artwork, can also be a big problem for unsuspecting firms.
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Distilling lessons from the FCPA Pilot Program
A year after the DoJ launched its FCPA pilot program, companies are gaining much-valued insight on how to self-disclose and cooperate with the Criminal Division’s Fraud Section.
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New leadership, similar enforcement agenda
Amid plenty of public turmoil in the Trump administration’s early days, the enforcement agendas of both the DoJ and the SEC remain fundamentally unchanged.
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Uncontrolled text messaging exposes your company to massive risk
Texting isn’t just dangerous while driving; unless you archive your company’s SMS/text message traffic, you risk substantial legal, reputational, and regulatory risk.
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Lessons from employees who break the rules
Why do employees break the rules? These tips can lead to policies and procedures that help curb rule breaking.
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Brazil’s largest corruption investigation in history hits new heights … and lows
As Brazilian investigators look into massive corruption between public officials and one of the country’s biggest companies, scandal-weary Brazilians wonder when this will all end.
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How Barclays gave itself a case of Cadmium poisoning
Barclays is in hot water with the SFO over a conspiracy (code-named Cadmium) to engage in illegal lending with Qatar at the height of the financial crisis.
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Delayed but not dead, tax reform waits behind healthcare
Taking a back seat to healthcare reform, tax reform is still on the agenda, with experts predicting Congressional action in late 2017 or early 2018.
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Supreme Court may resolve divide over whistleblower protections
What does a corporate whistleblower need to do to secure anti-retaliation protections? The Supreme Court will tackle the longstanding argument.
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ArticleTrump’s regulatory report card thus far: ‘Incomplete’
There is a lot of talk about regulatory retreats under the Trump Administration. Thus far, however, it has taken a more cautious approach than has been expected.
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Former RBS CEO, ‘Fred the Shred’ avoids trial, for the moment
A long-standing shareholder lawsuit against the Royal Bank of Scotland calls out a long-standing history of extremely poor governance at the troubled financial institution.
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Ireland takes baby steps toward protecting whistleblowers
No country has a perfect record when it comes to protecting whistleblowers, but Ireland is trying to take steps in the right direction, even if progress remains uneven.
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Proposed rules would shore up auditing of estimates
Proposed new rules for auditors could lead to more documentation and evidence requests around accounting estimates—or not—depending on how auditors have already adapted.
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Choosing a sound path forward for cyber-security
When it comes to cyber-security risk management, let’s pursue a flexible, principles-based approach—and avoid a road to nowhere paved with layers of compliance requirements.
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Getting ready for GDPR
Steve Durbin, managing director of the Information Security Forum, talks about how GDPR is essentially a new global standard for data management and how complying with it is actually a blessing in disguise.