This session offers a case study of the Boston RegTech Meetup–a grassroot effort by compliance officers to come together as a community and exchange ideas. Speakers include Jagathi Gururajan of High Growth Global Markets, Jon Rios of Anchorage, and Chuck Senatore of Fidelity Investments. Moderated by Dave Lefort.
CW2019 panel: Strategies for unlocking career potential
This session examines the current cross-industry job market for compliance professionals and offers insight in getting from where you start to where you want to go. Speakers include CW columnist Amii Barnard-Bahn, Heather Fine of Lindsey & Africa, and Ling-Ling Nie of Georgia Tech University. Moderated by Kim Yapchai.
CW2019 panel: Convergence of risk and compliance
This session details the challenges of accessing, managing, and visualizing data that accompanies structural reporting considerations with regard to risk. Speakers include Bob Bowman of Wendy’s, William Corson of Manulife Asset Management, and K.C. Turan of UPMC Insurance Services. Moderated by Tom Cosgrove.
CW2019 panel: Unconventional approaches to training
This session highlights the ways of elevating compliance training programs from the conventional to the exceptional. Speakers include Forrest Deegan of Abercrombie & Fitch, Cedric Dubar of Volvo Cars, and Matt Galvin of AB-InBev. Moderated by Richard Bistrong.
CW2019 panel: Encouraging a speak-up culture
This session examines best practices for the implementation of global speak-up programs across large, matrixed organizations. Speakers include Lisa Fine of Pearson Education, Lidia Lopez Trabalon of SBM Offshore, and Sean McKessy of Phillips & Cohen. Moderated by Maria Sonin.
CW2019 panel: The activist C-suite
This session focuses on the importance of maintaining information barriers and managing public stances taken by a CEO or C-suite. Speakers include Dave Dragics of CACI and Carol Drake of Carlow Consulting. Moderated by Sally Curley.
CW2019 panel: SEC update and hot topics
This session includes a structure and leadership update, current key priorities, comment letter trends, and current OCA initiatives and focus areas. Speakers include Conseulo Hitchcock and Mark Miskinis of Deloitte and Gregory Wright of Comcast. Moderated by Tammy Whitehouse.
CW2019 panel: Engaging through technology
This session offers a behind-the-scenes look at Kimberly-Clark’s online Code, a multi-media training experience for employees. Speakers include Kurt Drake and Ronnie Kann of Kimberly-Clark. Moderated by John Langford.
CW2019 panel: Relationship between compliance and the board
This session discusses how compliance officers can clearly and effectively communicate the issues they face to their board of directors. Speakers include Carrie Di Santo of CME Group, Kami Niebank of CalPERS, and Julie Vanderslice of United Bankshares. Moderated by Lynn Haaland.
CW2019 panel: Cyber-security investigations
This session focuses on the preparation for and crisis management of a cyber-attack. Speakers include the FBI’s Adam Cohen, Verizon’s David Kessler, and Matt Levine of the NYDFS. Moderated by Jamie Miller.


