The Securities and Exchange Commission has named Charles Cain chief of the Enforcement Division’s national specialized Foreign Corrupt Practices Act Unit that focuses on violations of the anti-bribery provisions of the federal securities laws.
CW Staff
Posted inEthics & Culture
Eaton Vance names chief compliance officer
Eaton Vance, a global asset management firm, has appointed Richard Froio as chief compliance officer.
Posted inAccounting & Auditing
Iron Mountain appoints chief accounting officer
Iron Mountain has appointed Daniel Borges to serve as vice president and chief accounting officer, effective Oct. 17. In such capacity, Borges will also serve as the company’s principal accounting officer.
Posted inTechnology
Changing Expectations for Compliance Training
library and an expert instructional design team focused on custom courseware. If you still think a check-the-box approach is right for you, download this whitepaper.
Posted inTechnology
Cyber Pulse Check aggregate report
Pulse Check is available in both off-the-shelf and custom diagnostics to help you quickly measure your employee’s grasp on topics ranging from Culture of Compliance to Anti-Corruption to Cybersecurity. Download a Pulse Check aggregate report to see the rich insight this diagnostic can provide.
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Four Keys to Successful Vendor Risk Management
Managing vendor risk is an ongoing process. As your organization embarks on or continues with this process, you want to get the most benefit from the program and ensure that the information you learn is used organization-wide to make better decisions.
Posted inRisk Management
Cable One general counsel to retire
Cable One, the seventh-largest cable company in the United States, announced that Alan Silverman will retire from the company as senior vice president, general counsel and secretary, effective Dec. 29, 2017.
Posted inRisk Management
Honeywell names general counsel
Honeywell has named Anne Madden as senior vice president and general counsel. She succeeds Kate Adams, who will become Apple’s general counsel.
Posted inEthics & Culture
VEON appoints group chief compliance officer
VEON (formerly VimpelCom) has appointed Josh Drew as group chief compliance officer and a member of VEON’s executive management team.
