Registered investment adviser Heron Finance announced it hired Michael Jen as head of compliance.
CW Staff
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UBS announces group chief risk officer
Swiss bank UBS announced Damian Vogel will be appointed group chief risk officer.
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ByteDance names global general counsel
Social media app TikTok’s parent company ByteDance announced John Rogovin will join the company as global general counsel.
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SoFi appoints general counsel
Digital financial services provider SoFi Technologies announced Stephen Simcock as general counsel.
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Freedom Holding adds first legal chief
Financial services company Freedom Holding Corp. announced the appointment of Jason Kerr as its first chief legal officer.
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Cetera names chief compliance officer
Cetera Financial Group named Daniel Burkott as chief compliance officer of its tax channel, which includes Cetera Financial Specialists and Avantax.
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Alliance Entertainment announces chief compliance officer
Alliance Entertainment Holding Corp. announced the appointment of Robert Black as chief compliance officer.
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Ardent Health appoints chief compliance officer
Ardent Health announced the appointment of Jason Ehrlinspiel as chief compliance officer.
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Texas Capital names chief risk officer
Texas Capital Bancshares, the parent company of Texas Capital, announced the appointment of David Oman to serve as chief risk officer.
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Stellantis adds ex-Saint-Gobain CECO as corporate office head
Automaker Stellantis announced that Clara Ingen-Housz, who was previously Saint-Gobain’s group legal counsel and chief ethics and compliance officer, will be appointed head of the global corporate office and public affairs.
