Katie Klokner, Author at Compliance Week

Survey on Retaliation Against Compliance Professionals

Thank you for taking our Survey on Retaliation Against Compliance Professionals. The survey should take roughly 5 minutes to complete. Your answers will be anonymous unless you personally tell us yes, it’s OK to contact you for follow-up. If you don’t, we won’t even know who you are.

How Does AI Affect Your Business Case For Compliance Technology Investment?

Every AI investment faces the same question: does it withstand scrutiny? This webinar helps compliance leaders design AI business cases that withstand financial, operational, and governance reviews.

Why Employees Break Policies They Signed — And How to Fix It

Employees sign policies every year but that doesn’t mean they understand them or follow them. In reality, most policy violations don’t stem from bad intent, they happen because policies are unclear, disconnected from daily work, or quickly forgotten after acknowledgment. For compliance, legal, risk and HR leaders, this creates a critical gap between policy creation […]

Artificial Intelligence – Steps Ethics & Compliance Professionals Should be Taking in 2026

This webinar delivers a practical perspective on what E&C teams should be doing now to comply with new regulations and address AI as both a new potential compliance risk for the organization as well as a tool for them to improve the efficiency and effectiveness of their operations.

The State of Third-Party Risk Assessments 2026: Benchmarking the Maturity Gap

In this Compliance Week webinar, we’ll explore the most compelling findings from the report, based on independent global research conducted in collaboration with the Ponemon Institute and informed by responses from more than 1,400 third-party risk leaders and practitioners.

TPRM – Best Practices for Calculating Inherent Risk

Join this webinar with ProcessUnity to hear expert advice and best practices on how to calculate inherent risk and put it to work for your program.

Navigating Evolving Banking Regulations in the U.S. and Canada

U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in areas including Artificial Intelligence and digital assets.