The Compliance Week 2014 conference continues to take shape, so all you compliance, risk, and audit professionals either looking for a chance to speak on topics you love or attend the industry’s premier event on the cheap, read on. May 19-21, Washington D.C., my friends. First, the agenda. Six weeks ago we announced the first […]
Matt Kelly
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Compliance Week Book Club: An Astronaut’s Guide to Excellence
It’s time for another meeting of the Compliance Week book club, this month with a title particularly well-suited to audit executives and devotees of training and project management. The book is An Astronaut’s Guide to Life on Earth, by Col. Chris Hadfield of the Canadian Space Agency. One part autobiography, one part mediation on success, […]
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Social Media Policy Management, Without the Social Media
MENLO PARK, Calif.—There we were, in the heart of Silicon Valley, hosting Compliance Week West and talking about the most pressing challenges compliance officers face today in privacy and data management. Suddenly, we stumbled into a superb string of insights about policy management generally. Let me share a few of them here. Thank the two-person […]
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Warren 2016 Whispers Raise a Point on Reform
I’m loathe to bring up 2016 presidential politics, but an article on Politico.com the other day about one possible candidate three years hence does raise a point compliance and regulatory officers might want to consider. The article speculates about the possible candidacy of Sen. Elizabeth Warren, D-Mass. Warren herself has said repeatedly that she has […]
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Compliance Lurches From Financial Crisis to Staffing Crisis
Prepare yourselves, compliance officers: the banking crisis is back to haunt you yet again. So say more and more of you, talking to me, wondering how your lives will change as one Wall Street bank after another announces dramatic plans to expand its compliance staff. “This is going to be huge,” one chief compliance officer […]
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Another True Tale From Compliance Front Lines
There I was, having drinks with the director of risk and compliance at a mid-sized private bank near Chicago. He had just visited a newly acquired operation down south. I asked him how that trip had gone. “Well,” he said with a sigh, “the first sign of trouble was the gun in the Beauregard Room. […]
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First Sessions for Compliance Week 2014 Conference Announced
Fans of the Compliance Week annual conference will recall that last month I launched a poll to solicit ideas for our 2014 conference, to be held May 19-21 in Washington, D.C. We received great feedback, and I am happy to announce the first group of sessions that will be on our agenda. They are: Integrating […]
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LinkedIn Scouting for First-Ever Compliance Chief
News on the jobs scene: LinkedIn is hiring its first-ever head of compliance. The social networking company apparently posted the job—on LinkedIn, naturally—about two weeks ago. It will be based in Mountain View, Calif., and looks to be the standard-issue job description for someone building a company’s compliance program: develop and implement policies, respond to […]
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Privacy Compliance: Everything Old Is New Again
BRUSSELS—Well, compliance officers, for all the years of frustration you’ve endured struggling with anti-corruption programs, I have good news from last week’s Compliance Week Europe conference: that experience will give you a superb grounding for the years of frustration coming next with privacy programs. Time and again during our Europe conference, issues of privacy streaked […]
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Core Values Aren’t Enough; Look at Your Core Priorities
Last week I wrote about the importance of companies articulating their core values and then creating a corporate culture to support them. This week I’d like to write about how those two steps don’t do the whole job. Values and culture are important, to be sure. Yet so often I hear compliance officers, from all […]