By CW Staff2018-09-18T15:15:00
AXA Equitable Life, a wholly-owned indirect subsidiary of financial services company AXA Equitable Holdings has promoted Aaron Sarfatti to chief risk officer, effective Oct. 1.
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2019-01-04T13:45:00Z By CW Staff
Gateway Mortgage Group, a full-service mortgage company, has named Steven Patrick as its new chief risk officer.
2018-12-27T14:30:00Z By CW Staff
AmeriTrust Group announced the promotion of Paul Johnson to chief risk officer to oversee the company's enterprise risk management efforts.
2026-03-19T21:08:00Z By Aaron Nicodemus
The U.S. Securities and Exchange Commission’s Mark Uyeda told an audience of investment advisers that the SEC will no longer prioritize stand-alone enforcement actions for violations of the SEC’s rules on off-channel communications.
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