All best practices articles
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ArticleThree best practices for handling GDPR and CCPA ‘right of access’ requests
A panel discussion on a recent Webcast analyzed common data subject access request compliance challenges, as well as leading practices designed to best comply with the EU’s GDPR and the CCPA in the United States.
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Article
Audit committee best practices for understanding and acting on cyber-threats
Cyber-security risk oversight is the area with the greatest increase in audit committee disclosures in proxy statements, so you better make sure you’ve got a handle on understanding your responsibilities.
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Article
Three tips on how to design financial crime training with impact
Simone Jones of the International Compliance Association offers three ways to get employees to both embrace financial crime training and use the knowledge learned in their daily roles.
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Article
While compliance is in vogue, let masks be a symbol of safety in all situations
Now is the time to market compliance practices to customers who wear masks within our premises but drop the masks— and their guards —when answering calls and emails from the privacy of their own homes, writes Martin Woods.
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Resource
White paper: Enforcement Actions: Monitoring Trends, Regulatory Complexity, and Best Practices for Risk Management
Learn how financial compliance, risk, and crime professionals can efficiently track and monitor the growing number of enforcement actions and current trends in Compliance.ai’s latest eBook.
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Article
Guide for practitioners: How to effectively monitor anti-corruption compliance
In a guest column for CW, Uber’s senior counsel for global compliance helps to outline a best-in-class compliance monitoring program.
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Article
Best practices in third-party risk management
NAVEX Global’s fourth annual third-party risk management benchmark report offers risk and compliance officers a glimpse at how their third-party risk management programs stack up against their peers.
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Blog post
Best practices under the new FCPA Enforcement Policy
The Justice Department’s new Foreign Corrupt Practices Act Corporate Enforcement Policy once again makes the importance of a best practices compliance program even more critical.
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Article
Keys to a better whistleblower program
Organisations with robust speak-up programs can address compliance problems pre-emptively, but building such programs can be tricky. Here are 12 tips how.
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Article
Risk management, best practices are even more crucial in an era of deregulation
A company’s biggest asset is its reputation, and scaling back regulations themselves will do little to protect against the outrage of the public, the media, and marketplace rivals.
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Article
Finding the hidden risks in sales practices
As financial institutions pursue aggressive new sales goals, organizations need proactive, independent review of their own sales practices, write guest columnists Chris Sicuranza and Paul Noring.
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Blog post
Join me at Compliance Week 2017
Plan to attend Compliance Week 2017 to learn about the continued growth and operalization of compliance. Why should you consider attending an event one year out? It is because of the strength and character of Compliance Week 2016 that you should block this time off and plan to attend next ...
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Article
Balancing Best Practices and Reality in Compliance
Everyone likes best practices in compliance, and everyone knows the U.S. Sentencing Guidelines are the cornerstone of an effective compliance program. The truth is not quite so perfect: Best practices can be impractical, and not all guidance about the Guidelines is clear. This week, guest columnist Susan Divers, a former ...
