Appointment Blogs | Compliance Week – Page 146
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SEC, CFTC make their pitch for boosted budgets
As new and emerging technology alters the risk landscape, increased budgets for the SEC and CFTC will help them fight fire with fire, agency heads said at a recent budget hearing.
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Why Hui Chen left the Justice Department
Hui Chen, a full-time compliance counsel expert for the Justice Department, has left her government post, criticizing President Trump on her way out the door.
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Court orders EPA to enforce methane rule
A federal court has ordered the EPA to resume its enforcement of a methane reduction rule imposed during the Obama Administration. Halting the requirements requires a full rulemaking process, it said.
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Will Odebrecht survive?
A look at how Odebrecht is trying to salvage itself from the ruins of its corrupt run as one of the leading construction companies in the Americas.
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FCPA enforcement-giving confidence to financial markets
Judge Stanley Sporkin’s foresight in enacting the Foreign Corrupt Practices Act in the correct manner is a big reason behind why there is a large amount of confidence in U.S. companies.
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SFO brings charges against bankers
The Man From FCPA takes an in-depth look at the Serious Fraud Office case against four former Barclays executives for illegal money lending.
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Brexit poses many environmental law challenges
A taskforce of environmental lawyers in the United Kingdom gathered in London last month to discuss how to roll over environmental law after withdrawal from the European Union.
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OFAC fines AIG for insuring Iran, Sudan, and Cuba shipments
American International Group last month agreed to pay the Office of Foreign Assets Control $148,698 to settle potential civil liability for 555 “apparent violations” of the OFAC sanctions program for insuring Iran, Sudan, and Cuba shipments.
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CDM Smith probe ends in declination with disgorgement
The Fraud Section of the Justice Department’s Criminal Division last month issued its seventh declination under the FCPA Pilot Program, and the second under the Trump Administration. It was also the fourth declination with disgorgement, a developing FCPA enforcement trend.
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Humana names chief risk officer
Health insurance company Humana has named Sam Deshpande to the newly created position of senior vice president and chief risk officer to oversee development of the company’s Chief Risk Office.
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Portland General Electric appoints compliance officer
Portland General Electric has appointed Lisa Kaner as PGE’s new general counsel and corporate compliance officer.
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SEC charges Penn West Petroleum with accounting fraud
The Securities and Exchange Commission has charged a Canadian-based oil and gas company and three of its former top finance executives for their roles in an extensive, multi-year accounting fraud.
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SEC extends non-public, pre-IPO filings to all companies
The SEC will expand a benefit offered to emerging growth companies and permit all companies to submit draft registration statements relating to initial public offerings for review on a non-public basis.
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Auditors get notice to scrutinize SAB 74 disclosures
Auditors have been notified to be alert to whether corporate SAB 74 disclosures about pending new accounting standards are adequate.
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Bipartisan legislation seeks to put an end to secret companies
Bipartisan bills introduced this week call for a crackdown on anonymously owned companies created in the United States and stricter disclosure requirements regarding beneficial ownership.
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Labor Dept. delays compliance date for expanded injury reports
The Labor Department wants to delay the effective date of new electronic reporting requirements for workplace injuries. Also announced: it may rescind a controversial rule regarding overtime pay.
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A White House win: EPA will rescind 'Waters of the U.S.' rule
Satisfying an Executive Order issued by President Trump, the Environmental Protection Agency and Army Corps of Engineers will rescind the Obama Administration's "Waters of the U.S." rule.
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Dems: stress tests ‘show Dodd-Frank is working’
Good news from the latest round of big bank stress tests is giving Senate Democrats ammunition as they defend the Dodd-Frank Act against repeal-and-replace efforts.
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European Commission fines Google €2.42 billion for antitrust violations
The European Union’s antitrust watchdog this week fined Google a record €2.42 billion for breaching EU antitrust rules.
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RiceBran Technologies names chief accounting officer
RiceBran Technologies, a food and animal feed ingredient company, has appointed Dennis Dykes as chief accounting officer. He reports directly to RBT's Chief Financial Officer Brent Rystrom.