Appointment Blogs | Compliance Week – Page 143
-
Blog
Learning from the BHS pensions debacle
If a regulator wants to deflect blame from itself, it had better come up with a set of credible changes and even better—a proper apology.
-
Blog
Deloitte names national managing director of Emerging Growth Company practice
Deloitte’s Audit & Assurance practice has named Heather Gates national managing director of its Emerging Growth practice, succeeding Jim Atwell.
-
Blog
IMA names new chair of global board of directors
The Institute of Management Accountants (IMA) has named Alex Eng as chair of IMA’s global board of directors for fiscal year 2017-2018.
-
Blog
Former FASB board member joins FTI Consulting
Global business advisory firm FTI Consulting has added a former board member of the Financial Accounting Standards Board to its SEC & Accounting Advisory Services practice, effective Aug. 1.
-
Blog
Former U.S. Attorney joins Manatt
Richard Hartunian, former U.S. Attorney for the Northern District of New York, will join law firm Manatt, Phelps & Phillips in its Manhattan office as a partner in the corporate investigations and white-collar defense practice in August.
-
Blog
SFO investigating Rio Tinto
The U.K. Serious Fraud Office confirmed this week it has opened an investigation into suspected corruption by mining company Rio Tinto.
-
Blog
New U.K. watchdog to close money laundering loopholes
The U.K’s new Office for Professional Body Anti-Money Laundering Supervision said that it will tackle potential weaknesses in the supervisory system that criminals and terrorists may be trying to exploit.
-
Blog
Compliance, risk, and the opioid scandal
The pharmaceutical industry may be the next victim of the opioid epidemic, as the government turns its focus on the pharmaceutical manufacturers themselves, not the addict or drug abuser.
-
Blog
New twist in the Volkswagen investigation
In one of the more interesting and recent twists to the emissions-cheating scandal, Volkswagen has accused a group of fellow German car manufacturers of collusion over the diesel engine scandal, now almost two years old.
-
Blog
Wells Fargo and its data privacy faux pas
Wells Fargo continues to be in the news these days (and not for the better) in the way of its reputation.
-
Blog
Exxon to challenge OFAC over Russia sanctions
The Treasury Department’s Office of Foreign Assets Control has slapped ExxonMobil with a $2 million civil penalty for violating Ukraine-related sanctions regulations, an action that Exxon is legally challenging.
-
Blog
House panel ponders rollbacks, including internal control audits
A House sub-committee is asking whether federal regulation has hindered the growth of public companies, including Sarbanes-Oxley auditing of internal controls.
-
Blog
AICPA outlines ideas for tax reform to Senate leaders
As the prospects for healthcare reform hit the skids, the accounting profession is offering Senate leaders some ideas to help get tax reform off the ground.
-
Blog
Trump nominates Peirce to SEC, echoing Obama in 2014
President Donald Trump has nominated Hester Peirce to serve on the Securities and Exchange Commission for the remainder of a five-year term. She was initially—and unsuccessfully—nominated by President Obama in 2014.
-
Blog
Rep. Cicilline shops for a hearing on Amazon’s Whole Foods buy
On the heels of “Prime Day,” Congressman David Cicilline (D-R.I.) is asking the House Judiciary Antitrust Sub-committee to hold a hearing on Amazon’s proposed $13.7 billion acquisition of Whole Foods.
-
Blog
New York expands state-based licensing platforms
New York is expanding online offerings for state-based licensing for both non-depository financial institutions and agents and brokers seeking to return to insurance businesses in the state.
-
Blog
Schumer can’t stomach fake organics
Amid the discovery of fraudulently labeled organic products coming into the U.S., Senate Minority Leader Chuck Schumer is demanding that the Department of Agriculture “step up oversight of imported foods.”
-
Blog
California rallies to resurrect, extend ‘cap-and-trade’
Despite a federal retreat from environmental regulations, a bipartisan coalition of California lawmakers has passed legislation that extends the state’s cap-and-trade program to 2030.
-
Blog
Bipartisan support grows for better exam coordination
In a letter to Treasury Secretary Steven Mnuchin, a bipartisan collection of more than two dozen legislators is demanding streamlined, better coordinated bank oversight and examinations.
-
Blog
State bankers unite against arbitration rule
State banking associations have joined the fight against the CFPB’s new rule that curtails the use of mandated arbitration. They are turning to Senators to kill the rule with the Congressional Review Act.