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Posted inRegulatory Enforcement

SEC Fights ‘Pre-taliation’ Against Dodd-Frank Whistleblowers

by Bruce Carton January 6, 2015June 13, 2024

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According to whistleblower lawyer Erika Kelton, companies that fear Dodd-Frank whistleblower programs are aggressively trying to squash potential tips to the SEC through a practice the agency has dubbed “pre-taliation.”

 

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