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Some key cyber-security tips for financial firms

John Reed Stark | January 31, 2017

The SEC has expanded considerably its efforts relating to cyber-security, beefing up its regulatory examinations with targeted sweeps for cyber-security, as well as maintaining an active cyber-security enforcement program.

The SEC began its cyber-security initiative in April 2014, announcing its first cyber-security sweep of brokerage and investment advisory examinations in an SEC Risk Alert, which also published its so-called ...

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