From the Archive

Tom Fox explores what Justice Department Compliance Counsel Hui Chen has in store for enforcement in light of recent remarks from Assistant Attorney General Leslie Caldwell.

Peninsula Petroleum, a global marine fuel and lubricant suppliers, has appointed Mike Stark as its first-ever chief risk officer.

Peninsula Petroleum has strengthened its risk management controls with the hiring of Mike Stark as its first-ever chief risk officer; and Charles River Laboratories and CorEnergy each have new chief accounting officers. Check out the CW Grapevine for the latest personnel moves.

Charles River Laboratories announced that John Crowley has retired as SVP, corporate controller, and chief accounting officer of to pursue an opportunity at a different company.

CorEnergy Infrastructure Trust, a real estate investment trust (REIT) that owns essential midstream and downstream energy assets, has appointed Nathan Poundstone as chief accounting officer.

Global Eagle Entertainment has appoint Frank Mullen to as senior vice president and chief accounting officer, the company announced in a recent securities filing.

INVEST Financial, a member broker-dealer in the National Planning Holdings (NPH) network, one of the largest independent broker-dealer networks in the United States, has appointed Jason Albino as senior vice president and chief compliance officer for the firm.

Tom Fox looks at the alleged looting of Malaysian sovereign wealth fund 1MDB and the implications it has for fighting global corruption.

Jaclyn Jaeger has the results of a new survey jointly conducted by Compliance Week and Crowe Horwath that explores the many trials and tribulations of third-party risk management programs.

Jaclyn Jaeger talks with Sean McKessy, who served as first-ever chief of the SEC’s Office of the Whistleblower, about the Whistleblower Program, his time at the SEC, and how companies could improve their whistleblower programs.