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Podcast: How the CCO role is transforming in financial services

In the latest edition of the Compliance Week podcast we talk to Cynthia Dow, who leads the legal officers practice at Russell Reynolds Associates, an executive search consultancy. She was the author of a recent report, “How the Chief Compliance Officer role is Transforming Across Financial Services,” examining the changing talent requirements for CCOs in that sector.

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With latest $17 million, SEC whistleblower award firehose remains on full blast

Today, the SEC announced yet another blockbuster whistleblower award–more than $17 million to a former company employee who the SEC credited with submitting a detailed tip that “substantially advanced the agency’s investigation and ultimate enforcement action.” In the past month alone, five whistleblowers have received a total of more than $26 million.

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