Doing business in today’s complex global economy is a game of risk and reward. As technology makes it easier to reach more customers and process transactions faster, companies have to keep close tabs on both. One false move could lead to stiff penalties from OFAC or severe reputational damage (or both). Download this white paper for the latest insight on real-time sanctions screening.
Risk Management
Posted inRisk Management
Kushner, the NRA, and Brazil
This week, the NRA supports reviewing regulations, Jared Kushner gets handed a class-action lawsuit, and Brazil is still pretty corrupt.
Posted inRisk Management
Steele acquires Compliance Wave
Steele Compliance Solutions, a global compliance intelligence firm offering comprehensive third-party due diligence and software-as-a-service solutions, has acquired Compliance Wave. The acquisition will add extensive training and awareness content to Steele’s third-party compliance management software and due diligence services.
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MassMutual appoints chief risk officer
MassMutual has appointed Geoffrey Craddock as chief risk officer, effective immediately. He joins MassMutual from its OppenheimerFunds, asset management affiliate.
Posted inRisk Management
ZL Technologies, TeleMessage partnership offers mobile communication archiving
ZL Technologies, a unified archiving, e-Discovery, compliance, and analytics provider for large enterprises, has announced a strategic partnership with TeleMessage, a mobile messaging solutions provider. The partnership enables ZL to build upon its vision for unified information governance with mobile capture capabilities. In light of emerging regulatory and legal pressures, many large organizations have placed […]
Posted inRisk Management
Cordium expands MiFID II offering with new Infrastructure Collateral Service
Cordium, a provider of governance, risk and compliance services, is enhancing its comprehensive MIFID II compliance offering for investment firms with the launch of its MIFID II Infrastructure Collateral Service.
Posted inRisk Management
Marsh & McLennan Companies names chief compliance officer
Marsh & McLennan Companies, a global professional services firm, has appointed Katherine Brennan as deputy general counsel, corporate secretary, and chief compliance officer. Her appointment becomes effective Oct. 18.
Posted inRisk Management
AMAG Pharmaceuticals appoints chief compliance officer
AMAG Pharmaceuticals has appionted Tracy Palmer Berns as chief compliance officer, effective immediately. She will report to Joseph Vittiglio, general counsel and senior vice president of legal affairs and quality.
Posted inRisk Management
Deloitte, Price, and Bitcoin
Title: Deloitte, Price, and BitcoinIn case you missed it this week, bribery scandals come to light in the world of college basketball, cyber-security attacks hit Deloitte, and Florida players may or may not be charged after stealing thousands of dollars.
Posted inRisk Management
Pulse Conflicts of Interest aggregate data report
Give employees training that they’ll remember and increase your compliance program effectiveness with rich behavioral data. Download the Pulse Conflicts of Interest aggregate data report to view performance data from more than 60,000 users who’ve learned Conflicts of Interest training ‘by doing’ and see rich behavior analytics at work.
