- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by ComplianceLine2020-04-14T20:31:00
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2025-05-08T21:43:00Z By Aaron Nicodemus
A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley may affect decision-making at other financial institutions under similar scrutiny.
2025-05-07T22:59:00Z By Adrianne Appel
Ticketing and short-term lodging businesses will be prohibited from hiding “convenience” and other fees from consumers under a rule by the Federal Trade Commission (FTC), set to take effect next week.
2025-05-07T22:22:00Z By Aaron Nicodemus
In a world where it seems like it’s Donald Trump against the rest of the world, antitrust lawsuits against tech titans may be the only area where regulators around the world agree: it’s time to break up Big Tech.
2025-03-21T04:40:00Z Provided by HITRUST
TPRM has always been a tough subject, requiring regular monitoring and audits to be done right. But until recently, it was something companies chose to do.
2024-11-20T03:42:00Z Provided by NAVEX
New whistleblower award programs are in the works at U.S. agencies including the Department of Justice and Financial Crimes Enforcement Network, while key regulators in the United Kingdom have also expressed support for compensating individuals.
2024-08-11T15:41:00Z Provided by Scrut Automation
Stay ahead of the curve with our latest ebook on the top Governance, Risk, and Compliance (GRC) trends of 2024.
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