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    FINRA fines Raymond James $2M for flawed e-mail monitoring system


    The Financial Industry Regulatory Authority has fined Raymond James Financial Services $2 million for failing to maintain reasonably designed supervisory systems and procedures for reviewing e-mail communications, serving as a warning to compliance officers to review FINRA's guidance concerning the review and supervision of electronic communications.

  • Blog humanizes document and e-mail capture

    2017-02-03T15:15:00Z has unveiled new capabilities of its information governance solution designed to give organizations an easy way to properly manage important e-mails and documents as business records in SharePoint without asking employees to complicate their daily routine.